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Division of Consumer Services Enforcement Actions

The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.

Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.

Order # Respondents Type of Order Act Date Entered
C-22-3499-25-FO01

SHAWN C. GANTT, NMLS # 1034592

Final Order with attached Statement of Charges Consumer Loan Act 04/25/2025
C-24-3742-25-CO02

Sigue Corporation NMLS #915912

Multi-State Agreement Uniform Money Services Act 03/20/2025
C-24-3838-25-CO02

Gray Processing
Amanda Gray, NMLS #321795

Consent Order Mortgage Brokers Practices Act 03/12/2025
C-25-3908-25-FO01

EscrowLink LTD

Order Withdrawing Temporary Order to Cease and Desist Escrow Agents Registration Act 02/21/2025
C-24-3870-25-FO01

WOODWARD NATIONAL LENDING, LLC NMLS #2260661
MICHAEL NSHIWAT NMLS #1031062

Final Order with attached Statement of Charges Consumer Loan Act 02/18/2025
C-24-3781-25-CO01

JFK Financial, Inc., NMLS #6540

Consent Order with attached Statement of Charges Consumer Loan Act 02/10/2025
C-23-3637-25-CO01

DOLAN GADDI LENDING, INC., NMLS # 918742 CHRISTOPHER E. DOLAN, NMLS # 270548 PETER C. GADDI, NMLS # 785377

Consent Order with attached Statement of Charges Consumer Loan Act 02/10/2025
C-23-3582-25-CO01

Uyen Phuong Thi Nguyen, NMLS #129812

Consent Order with attached Statement of Charges Consumer Loan Act 01/21/2025
C-24-3876-24-CO01

Empire Escrow, Inc.

Consent Order Escrow Agents Registration Act 01/16/2025
C-24-3879-25-SC01

WRIGHT ESCROW, INC
RAYELL ANN WRIGHT

Statement of Charges Escrow Agents Registration Act 01/15/2025
C-24-3753-25-CO01

Block, Inc NMLS #942933

Multi-State Agreement Uniform Money Services Act 01/15/2025
C-22-3436-24-CO02

Nestor Diaz, NMLS #2171748

Consent Order with attached Statement of Charges Consumer Loan Act 01/09/2025
C-22-3465-25-CO01

LAKEVIEW LOAN SERVICING, LLC NMLS #391521
PINGORA LOAN SERVICING, LLC NMLS #129911
COMMUNITY LOAN SERVICING, LLC NMLS #2469
BAYVIEW ASSET MANAGEMENT, LLC NMLS #102563

Multi-State Agreement Consumer Loan Act 12/31/2024
C-24-3794-24-CO01

BT Professional Verification Processing Services
Binh Tran, NMLS #297242

Consent Order Mortgage Brokers Practices Act 12/19/2024
C-23-3583-24-CO01

Jason Wayne Harris, NMLS #284822

Consent Order with attached Statement of Charges Consumer Loan Act 12/02/2024
C-24-3790-24-CO01

Huy Huynh Nguyen, NMLS #259303

Consent Order with attached Statement of Charges Mortgage Brokers Practices Act 11/13/2024
C-23-3632-24-CO01

Nordstrom, Leiren & Associates, Inc., NMLS #114931
Ingunn Borhaug Leiren, NMLS #114959

Consent Order with attached Statement of Charges Mortgage Brokers Practices Act 10/24/2024
C-22-3493-24-CO01

M & M Mortgage LLC, NMLS #213677
Michael Lawrence Kopiecki, NMLS #289458

Consent Order with attached Statement of Charges Mortgage Brokers Practices Act 10/15/2024
C-17-2145-24-CO08

Kristine M. Moreland, MLO NMLS #173304

Consent Order Consumer Loan Act 09/18/2024
C-23-3502-24-FO01

Kevin Michael Killeen, NMLS # 1736051

Consent Order with attached Statement of Charges Consumer Loan Act 09/13/2024