Agency Rulemaking Docket

Rulemaking is the process government agencies must use to create, modify, or repeal rules in the Washington Administrative Code (WAC).

Rules are regulations, standards, or other statements of general applicability adopted by an agency to either:

  1. Implement, interpret, or make specific a law enforced or administered by an agency, or
  2. Prescribe or interpret an agency policy, procedure or practice requirement binding on persons outside the agency.

Rules are valid and binding on the persons they affect, and have the force of law unless amended, revised, or unless a court of competent jurisdiction determines otherwise.

Rulemaking Status: Open
Rulemaking Subject Industry Rulemaking Status
Electronic Filing Depository Requirements Securities Open
Franchise Electronic System Filing Requirements Securities Open
Investment Adviser Rules - Amendments Securities Open
Ministerial Updates to Exempt Transaction Rules Securities Open
Municipal Securities Exemption Securities Open
NASAA Statements of Policy Securities Open
Rulemaking Status: Discontinued
Rulemaking Subject Industry Rulemaking Status
Member Business Loans Rulemaking (Discontinued) Credit Unions Discontinued
Rulemaking Status: Adopted
Rulemaking Subject Industry Rulemaking Status Effective Date
Student Education Loan Servicers Rulemaking Consumer Loan Companies Adopted 01/01/2019
Investment Adviser and Broker-Dealer Fees Securities Adopted 09/05/2018
Consumer Loan Act Rulemaking - Residential Mortgage Loan Servicing Consumer Loan Companies Adopted 09/01/2018
2017 Uniform Money Services Act Rulemaking Money Services Providers Adopted 08/01/2018
Agency Public Records Rules Public Records Adopted 08/01/2018
Modernize Bank and Trust Company Rules Banks Adopted 01/01/2018
Amendments to Washington Small Business Retirement Marketplace Securities Adopted 11/17/2017
2015 Adjudicative Procedures Rulemaking Adjudicative Procedures Adopted 10/01/2017
Limited Offering Exemption and Crowdfunding Securities Adopted 09/09/2017

Rulemaking Comments

In general, DFI will publish all comments and supporting material on its website. Comments and supporting materials will be published without change, including any business or personal information provided such as name, address, e-mail address, or phone number. Do not include any information in your comments or supporting materials that you consider confidential or inappropriate for public disclosure as communications with DFI related to rulemaking may become part of the public rulemaking file.

Petition for Adoption, Amendment, or Repeal of a State Rule

Individuals or groups who wish to petition DFI to adopt, amend, or repeal an administrative rule may do so by using the form linked below. You also may contact DFI using other formats, such as a letter or email.

Petition for Adoption, Amendment, or Repeal of a State Administrative Rule