Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-23-3513-24-CO01 | InstaMortgage Inc, NMLS #1035734 and Shashank Shekhar, NMLS #8176 |
Consent Order with attached Statement of Charges | Consumer Loan Act | 06/20/2024 |
| C-23-3623-24-CO01 |
Independent Financial Services Group, Inc., NMLS # 1632 |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 06/17/2024 |
| C-23-3653-24-CO01 |
NewMortgage, LLC, NMLS #2115119 |
Consent Order with attached Statement of Charges | Consumer Loan Act | 05/06/2024 |
| C-23-3668-34-SC02 | BAM Trading Services Inc |
Statement of Charges | Uniform Money Services Act | 05/02/2024 |
| C-23-3638-24-FO01 | Hometown Lenders, Inc. |
Final Order with attached Temporary Order to Cease and Desist | Consumer Loan Act | 05/02/2024 |
| C-23-3664-24-CO01 | Treasury Vault LLC |
Consent Order with attached Statement of Charges | Uniform Money Services Act | 04/17/2024 |
| C-24-3746-24-TD01 | COINLIST MARKETS, LLC, NMLS NO. 1785267 |
Temporary Order to Cease and Desist | Uniform Money Services Act | 04/03/2024 |
| C-24-3742-24-CO01 | Sigue Corporation |
Multi-State Agreement | Uniform Money Services Act | 03/21/2024 |
| C-22-3742-24-CO01 | Sigue Corporation |
Multi-State Agreement | Uniform Money Services Act | 03/21/2024 |
| C-24-3742-24-TD01 | Sigue Corporation |
Temporary Order to Cease and Desist | Uniform Money Services Act | 03/15/2024 |
| C-23-3670-24-CO01 |
Timberland Service Corp. |
Consent Order | Escrow Agents Registration Act | 03/11/2024 |
| C-22-3449-23-CO01 |
Leif Technologies, Inc |
Consent Order | Consumer Loan Act | 02/08/2024 |
| C-23-3596-23-CO01 |
Pacific Coast Financial LLC, NMLS #78982 |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/05/2024 |
| C-23-3619-23-CO01 | Sailfish Servicing, LLC NMLS #2219167 |
Consent Order | Consumer Loan Act | 01/04/2024 |
| C-21-3175-23-CO01 | Randolph Anthony Stolle, NMLS #254134 |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/02/2024 |
| C-22-3402-23-CO02 |
Next Generation Processing, Inc., NMLS #1985521 |
Consent Agreement | Mortgage Brokers Practices Act | 01/02/2024 |
| C-23-3520-23-CO01 |
Sprint Funding Inc., NMLS # 348300 |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/02/2024 |
| C-23-3556-23-CO01 |
Northwest Processing, LLC |
Consent Order | Mortgage Brokers Practices Act | 12/18/2023 |
| C-21-3178-23-FO01 |
Gagan Deep |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/05/2023 |
| C-22-3497-23-CO01 | Lendtable, Inc. dba Lendtable - NMLS #2383190 |
Consent Order | Consumer Loan Act | 11/09/2023 |