Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-24-3783-26-CO01 | Arboretum Mortgage Corporation, NMLS #42831 |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/06/2026 |
| C-25-3973-26-FO01 | Bay-Valley Mortgage Group Inc d/b/a Pacific Bay Lending Group and Valley View Home Loans - NMLS #192103 |
Final Order to Cease and Desist | Consumer Loan Act | 01/21/2026 |
| C-24-3746-25-CO02 | CoinList Markets, LLC, NMLS #1785267 |
Consent Order with attached Statement of Charges | Uniform Money Services Act | 01/14/2026 |
| C-25-4093-26-SC01 | La Comercial Food Store LLC, NMLS #2152073 |
Statement of Charges | Check Cashers and Sellers Act | 01/08/2026 |
| C-23-3679-25-CO01 | Stratus Financial, LLC, NMLS #2324575 |
Consent Order | Consumer Loan Act | 12/29/2025 |
| C-25-4009-25-CO01 | Coinme, Inc., NMLS #1185542 |
Consent Order | Uniform Money Services Act | 12/23/2025 |
| C-24-3707-25-CO01 |
Pego Investments, Inc. |
Consent Order | Consumer Loan Act | 12/22/2025 |
| C-24-3811-25-FO01 |
Castle Mortgage Corp. NMLS # 61382, |
Final Order with attached Statement of Charges | Consumer Loan Act | 12/02/2025 |
| C-25-3983-25-FO01 |
Surrogacy Escrow Account Management LLC d/b/a SEAM LLC |
Final Order with attached Statement of Charges | Escrow Agents Registration Act | 11/25/2025 |
| C-25-3953-25-FO01 |
Del Toro Loan Servicing, Inc., NMLS #351720 |
Final Order with attached Statement of Charges | Consumer Loan Act | 11/25/2025 |
| C-24-3734-25-CO01 |
NEXA Mortgage, LLC, NMLS #1660690 |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 11/05/2025 |
| C-24-3870-25-CO01 |
Woodward National Lending, LLC NMLS #2260661 |
Consent Order with attached Statement of Charges | Consumer Loan Act | 10/29/2025 |
| C-25-3984-25-CO01 | Innovative Mortgage Alliance LLC, NMLS #175407 |
Consent Order | Mortgage Brokers Practices Act | 10/15/2025 |
| C-24-3741-25-CO01 |
Innovative Real Estate Planning Group, Inc., NMLS #1669347 |
Consent Order with attached Statement of Charges | Consumer Loan Act | 10/13/2025 |
| C-22-3282-25-FO01 | John-Paul Ministerio Sarausad, NMLS#104999 |
Final Order with attached Statement of Charges | Consumer Loan Act | 09/30/2025 |
| C-24-3879-25-CO01 |
Wright Escrow, Inc. |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 09/03/2025 |
| C-25-3981-25-CO01 | Right Away Lending Corp., NMLS #2412327 |
Consent Order with attached Statement of Charges | Consumer Loan Act | 08/12/2025 |
| C-23-3668-25-CO02 | BAM Trading Services Inc |
Consent Order with attached Statement of Charges | Uniform Money Services Act | 07/23/2025 |
| C-25-3922-25-FO01 | Acuitus, Inc. |
Final Order with attached Statement of Charges | Consumer Loan Act | 07/02/2025 |
| C-25-3962-25-CO01 |
NG Solutions, LLC, NMLS 2287281 |
Consent Order | Consumer Loan Act | 07/01/2025 |