When there is reason to believe that a company or individual has violated Washington state financial services laws or rules, DFI will begin an investigation.
Sometimes these investigations result in enforcement actions (also known as "administrative" actions).
Enforcement Actions by Division/Type
Division of Consumer Services
Enforcement actions against:
- Consumer Loan Companies
- Mortgage Brokers
- Check Cashers and Sellers (Payday Lenders)
- Money Service Providers
- Escrow Agents and Officers.
Division of Securities
Enforcement actions regarding:
- Investments
- Franchises
- Business Opportunities
- Off-Exchange Commodities
Virtual Currency, Cryptocurrency, and Digital Assets
Enforcement related to virtual currency, cryptocurrency, or digital assets.
State-Chartered Banks
Enforcement actions issued by DFI's Division of Banks.
State-Chartered Credit Unions
Enforcement actions issued by DFI's Division of Credit Unions.