Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-22-3321-22-CO01 | Michael Barrios |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3348-22-CO01 | Jonathan Cave |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3356-22-CO01 | Michael Rakeman |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3330-22-CO01 | Jeffrey Dunn |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3313-22-CO01 | William Hierl |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3349-22-CO01 | Brandon Martinez |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3291-22-CO01 | Bryan Keller |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3357-22-CO01 | Heather Hill |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3292-22-CO01 | Shane Stokes |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3322-22-CO01 | Chad Baker |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3324-22-CO01 | Ali Borazjani |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3310-22-CO01 | Steven Rodriguez |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3340-22-CO01 | Peter DiFerdinand |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3337-22-CO01 | Michael Hamalak |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3288-22-CO01 | Bryan Millikan |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-22-3364-22-CO01 | Gregory Kaczmarski |
Consent Order | Mortgage Brokers Practices Act | 12/31/2021 |
| C-18-2383-21-CO02 |
American Financial Network, Inc. (AFN) |
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/30/2021 |
| C-17-2145-21-CO06 | CALIBER HOME LOANS, INC |
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/21/2021 |
| C-21-3209-21-CO01 | CLIMB INVESTCO, LLC |
Consent Order | Consumer Loan Act | 12/13/2021 |
| C-17-2145-21-CO07 | KRISTINE M. MORELAND |
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/10/2021 |