Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-18-2525-20-CO01 | Daniel M. Rover |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 04/03/2020 |
| C-19-2678-20-CO01 | Loyalty Funding, Inc. and Tam Thuy Nguyen |
Consent Order with attached Statement of Charges | Consumer Loan Act | 04/03/2020 |
| C-17-2132-20-CO05 | William Kane, II |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/02/2020 |
| C-17-2132-20-CO04 | William J. Kane and INMN, Inc. |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/02/2020 |
| C-19-2686-20-CO02 | Cardinal Financial Company Limited Partnership |
Consent Order with attached Statement of Charges | Consumer Loan Act | 04/01/2020 |
| C-17-2133-19-FO01 | Select Legal Network and Jennifer McCool |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/13/2020 |
| C-19-2687-20-CO02 | Christi Jo Val |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/11/2020 |
| C-17-2132-20-CO03 | Jessica Walden |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/11/2020 |
| C-20-2849-20-FO01 | Joshua Ryan Nichols-Cramer |
Final Order with attached Statement of Charges | Consumer Loan Act | 03/11/2020 |
| C-19-2686-20-CO01 | Kevin Michael Killeen |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/09/2020 |
| C-19-2687-20-CO03 | Adam Wayne Canter |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/09/2020 |
| C-17-2289-20-FO06 | Sandra X. Hanley and Jonathan P. Hanley |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/03/2020 |
| C-19-2687-20-CO01 | Guaranteed Rate, Inc. |
Consent Order with attached Statement of Charges | Consumer Loan Act | 02/28/2020 |
| C-19-2775-20-CO01 | Tina Lee Moore (Hart) |
Consent Order with attached Statement of Charges | Consumer Loan Act | 02/20/2020 |
| C-18-2381-20-CO01 | Citadel Escrow, Inc. and Peter Z Hom |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 02/19/2020 |
| C-19-2721-20-FO01 | Avalon Financial Corp d/b/a Avalon Financial Payment Solutions and Jerry Sloan |
Final Order with attached Statement of Charges | Uniform Money Services Act | 02/14/2020 |
| C-19-2715-19-CO01 | Apartment Associates of Pierce County, LLC and Edward McFerran |
Consent Order | Consumer Loan Act | 02/05/2020 |
| C-20-2856-20-CO01 | Mary Mae Financial, LLC |
Consent Order | Consumer Loan Act | 02/05/2020 |
| C-18-2469-19-CO01 | Daniel Andrew Snoey |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/16/2020 |
| C-19-2740-20-CO01 | Omni-Fund, Inc. |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/16/2020 |