Division of Securities Enforcement Actions
Below you will find enforcement actions issued by the Washington Division of Securities.
| Order Number | Respondents | Type | Act | Date Entered | Details |
|---|---|---|---|---|---|
| S-23-3608-26-SC01 | iCap Enterprises, Inc., Chris Christensen, Jim Christensen, and 10 other related parties (full list in Statement of Charges) | Statement of Charges | Securities Act | 02/17/2026 | View Full Details |
| S-25-4076-26-CO01 | Z Grills, Inc. | Consent Order | Securities Act | 02/09/2026 | View Full Details |
| S-24-3800-25-CO01 | CPG Management Co. LLC Christopher Scott Reid | Consent Order | Securities Act | 01/28/2026 | View Full Details |
| S-21-3226-25-CO04 | Kevin Nooney | Consent Order | Securities Act | 01/28/2026 | View Full Details |
| S-24-3800-25-CO02 | Presidio Financial Group, Inc. (d/b/a Capital Partners Wealth Management) Christopher Scott Reid | Consent Order | Securities Act | 01/28/2026 | View Full Details |
| S-25-3947-25-CO01 | Peterson Wealth Management LLC and Bryce Peterson | Consent Order | Securities Act | 01/21/2026 | View Full Details |
| S-23-3913-25-CO01 | Van Ray Financial, LLC; Christopher Files | Consent Order | Securities Act | 01/21/2026 | View Full Details |
| S-23-3527-25-SC01 | Prasad Anguluri; Innovative Investing Group Inc. | Statement of Charges | Securities Act | 12/31/2025 | View Full Details |
| S-25-4111-25-FO01 | Isaac Mayanja & Associates, Isaac Nsejjere Mayanja | Final Order | Securities Act | 12/15/2025 | View Full Details |
| S-25-4096-25-CO01 | Wunderpetz, LLC | Consent Order | Franchise Investment Protection Act | 12/10/2025 | View Full Details |
| S-24-3803-25-CO01 | Seojin F&B Co., Ltd. | Consent Order | Franchise Investment Protection Act | 11/25/2025 | View Full Details |
| S-25-4105-25-CO01 | Supreme Service Solutions Inc. d/b/a Supreme Produce GBC Food Services, LLC | Consent Order | Franchise Investment Protection Act | 11/25/2025 | View Full Details |
| S-25-3971-25-CO01 | 8 Knot Capital LLC, Evan Stewart Turner | Consent Order | Securities Act | 11/25/2025 | View Full Details |
| S-22-3413-25-FO01 | Jenni Yoon Jeon Lee (a/k/a Jenni Lee or Yoon Jeong Lee) Puget Sound Financial, LLC | Final Order | Securities Act | 11/25/2025 | View Full Details |
| S-25-4082-25-CO01 | Onward Physical Therapy, LLC | Consent Order | Franchise Investment Protection Act | 11/24/2025 | View Full Details |
| S-25-4090-25-CO01 | Franchise Direct USA, Inc. | Consent Order | Franchise Investment Protection Act | 11/18/2025 | View Full Details |
| S-25-4064-25-SC01 | VendPros LLC | Statement of Charges | Business Opportunity Fraud Act | 11/14/2025 | View Full Details |
| S-25-4111-25-TO01 | Isaac Mayanja & Associates, Isaac Nsejjere Mayanja | Summary Order and Statement of Charges | Securities Act | 11/14/2025 | View Full Details |
| S-25-4085-25-FO01 | The Franchise Collective, LLC | Final Order | Franchise Investment Protection Act | 10/31/2025 | View Full Details |
| S-22-3413-25-SC01 | Jenni Yoon Jeon Lee (a/k/a Jenni Lee or Yoon Jeong Lee) Puget Sound Financial, LLC | Statement of Charges | Securities Act | 10/27/2025 | View Full Details |