Division of Securities Enforcement Actions
Below you will find enforcement actions issued by the Washington Division of Securities.
| Order Number | Respondents | Type | Act | Date Entered | Summary |
|---|---|---|---|---|---|
| S-26-4349-26-FO01 | Kristofer Capital Management, LLC Kristofer Wade Johnson | Final Order | Securities Act | 08/24/2026 | Case summary for S-26-4349-26-FO01 |
| S-24-3828-26-CO04 | Justin Sumner | Consent Order | Securities Act | 08/05/2026 | Case summary for S-24-3828-26-CO04 |
| S-24-3800-25-SC01 | Dominique Tarnowski | Statement of Charges | Securities Act | 07/28/2026 | Case summary for S-24-3800-25-SC01 |
| S-26-4174-26-CO01 | Outgrow, LLC | Consent Order | Franchise Investment Protection Act | 07/21/2026 | Case summary for S-26-4174-26-CO01 |
| S-26-4349-26-TO01 | Kristofer Capital Management, LLC, Kristofer Wade Johnson | Summary Order and Statement of Charges | Securities Act | 07/15/2026 | Case summary for S-26-4349-26-TO01 |
| S-26-4337-26-CO01 | Backyard PE, LLC | Consent Order | Franchise Investment Protection Act | 07/15/2026 | Case summary for S-26-4337-26-CO01 |
| S-26-4338-26-SC01 | David Leslie Long; Christian Anthony Martinez | Statement of Charges | Securities Act | 07/10/2026 | Case summary for S-26-4338-26-SC01 |
| S-23-3691-26-FO01 | Patricia Lynn Bellamy | Final Order | Securities Act | 07/10/2026 | Case summary for S-23-3691-26-FO01 |
| S-24-3860-26-FO01 | Andrew Thomas Miller; Phoenix Holdings & Development LLC; North Tacoma Music & Arts Academy, Inc. d/b/a Puget Sound Arts Academy | Final Order | Securities Act | 07/09/2026 | Case summary for S-24-3860-26-FO01 |
| S-26-4210-26-FO01 | BG Wealth Sharing Ltd.; DSJ Exchange PTY Ltd. | Final Order | Securities Act | 06/30/2026 | Case summary for S-26-4210-26-FO01 |
| S-23-3693-25-FO01 | SeaBrook Investments LLC; Holbrook/Searight LLC; Timothy Holbrook; Robert Littell | Final Order | Securities Act | 06/26/2026 | Case summary for S-23-3693-25-FO01 |
| S-23-3575-24-SC01 | Advisors Crypto, Inc. Eric W. Kendrick | Statement of Charges | Securities Act | 06/17/2026 | Case summary for S-23-3575-24-SC01 |
| S-23-3691-25-SC01 | Patricia Lynn Bellamy | Statement of Charges | Securities Act | 06/11/2026 | Case summary for S-23-3691-25-SC01 |
| S-25-3998-26-CO01 | NV REIT LLC; Neighborhood Ventures, Inc.; Neighborhood Management, LLC | Consent Order | Securities Act | 06/02/2026 | Case summary for S-25-3998-26-CO01 |
| S-24-3806-26-SC01 | Kiosk Distributors Inc., ATM Ops Inc. | Statement of Charges | Franchise Investment Protection Act | 06/01/2026 | Case summary for S-24-3806-26-SC01 |
| S-24-3860-25-SC01 | Andrew Thomas Miller; Phoenix Holdings & Development LLC; North Tacoma Music & Arts Academy, Inc. d/b/a Puget Sound Arts Academy | Statement of Charges | Securities Act | 06/01/2026 | Case summary for S-24-3860-25-SC01 |
| S-25-4045-26-SC01 | Bounce Fitness, LLC d/b/a Send Me a Trainer; d/b/a Send Me a Pro (“Bounce Fitness”) | Statement of Charges | Franchise Investment Protection Act | 06/01/2026 | Case summary for S-25-4045-26-SC01 |
| S-26-4210-26-TO01 | BG Wealth Sharing Ltd.; DSJ Exchange PTY Ltd. | Summary Order and Statement of Charges | Securities Act | 05/26/2026 | Case summary for S-26-4210-26-TO01 |
| S-23-3512-25-FO01 | David Edwin Vetter | Final Order | Franchise Investment Protection Act | 05/22/2026 | Case summary for S-23-3512-25-FO01 |
| S-25-3996-25-CO01 | Edward D. Jones & Co., L. P | Consent Order | Securities Act | 05/05/2026 | Case summary for S-25-3996-25-CO01 |