2025 Division of Securities Enforcement Actions
Below you will find enforcement actions issued by the Washington Division of Securities.
Other Years:
Order Number | Respondents | Type | Act | Date Entered | Details |
---|---|---|---|---|---|
S-21-3226-25-SC01 | Creative Technologies, LLC; Water Station Management LLC; WST Franchise Systems LLC; Ryan Wear; Kevin Nooney; Dick Humphrey; Kristi Humphrey; Nick Streeter; Wan Kim; FranServe, Inc., | Statement of Charges | Securities Act | 05/16/2025 | View Full Details |
S-24-3849-25-CO01 | JJB Beauty Holdings Corp. (“JJB Beauty”) | Consent Order | Franchise Investment Protection Act | 05/13/2025 | View Full Details |
S-24-3828-25-SC02 | Justin Sumner | Statement of Charges | Securities Act | 05/07/2025 | View Full Details |
S-24-3828-24-CO02 | Investment Design Management, LLC, Maximillian Morgan | Consent Order | Securities Act | 05/07/2025 | View Full Details |
S-23-3686-24-CO01 | TWM Wealth Management Corp d/b/a Taylor Wealth Management Louis Charles Taylor Jeffrey Mitchell Press | Consent Order | Securities Act | 05/06/2025 | View Full Details |
S-24-3869-25-CO01 | Rattlesnake Creek Industries, Inc, and Brian Barry | Consent Order | Securities Act | 05/05/2025 | View Full Details |
S-24-3853-25-SC01 | Aqua-Tots Swim School Holding LLC | Statement of Charges | Franchise Investment Protection Act | 05/05/2025 | View Full Details |
S-25-3910-25-SC01 | Robert Sabo | Statement of Charges | Securities Act | 04/25/2025 | View Full Details |
S-24-3712-24-SC01 | TPTEA USA Inc. | Statement of Charges | Franchise Investment Protection Act | 04/25/2025 | View Full Details |
S-25-3899-25-CO01 | Xinxu (Shanghai) Information Technology Service Co. Ltd., d/b/a YGF Group | Consent Order | Franchise Investment Protection Act | 03/25/2025 | View Full Details |
S-25-3915-25-CO01 | Scott Smith; Allen Woodard; Troy Colby | Consent Order | Securities Act | 03/25/2025 | View Full Details |
S-22-3468-25-FO01 | Obvious Clothing Inc., Obvious Clothing LLC, Todd Kimball | Final Order | Securities Act | 03/21/2025 | View Full Details |
S-24-3849-25-SC01 | JJB Beauty Holdings Corp. (“JJB Beauty”) | Statement of Charges | Franchise Investment Protection Act | 03/18/2025 | View Full Details |
S-21-3212-23-CO01 | Celsius Network Inc. ,Celsius Network Limited, Celsius US Holding LLC , Celsius Network LLC , Celsius Networks Lending LLC, Celsius Lending LLC | Consent Order | Securities Act | 03/18/2025 | View Full Details |
S-22-3439-25-CO01 | Vanguard Marketing Corporation; The Vanguard Group, Inc., | Consent Order | Securities Act | 03/18/2025 | View Full Details |
S-23-3688-25-FO01 | Hollywood Cardroom; Shawn Weintraub | Final Order | Securities Act | 03/18/2025 | View Full Details |
S-24-3809-25-CO02 | Network in Action Int’l, LLC; Christopher Scott Talley | Consent Order | Franchise Investment Protection Act | 03/18/2025 | View Full Details |
S-23-3676-24-SC01 | Doncaster Financial, Inc. Thomas Doncaster | Statement of Charges | Securities Act | 03/14/2025 | View Full Details |
S-22-3468-25-SC01 | Obvious Clothing LLC; Obvious Clothing Inc.; Todd Kimball | Statement of Charges | Securities Act | 02/26/2025 | View Full Details |
S-22-3451-25-FO01 | Metallic Blue Development LLC; Brian Dozier | Final Order | Securities Act | 02/21/2025 | View Full Details |
S-24-3791-25-SC01 | Winston Felix | Statement of Charges | Securities Act | 01/30/2025 | View Full Details |
S-23-3593-25-CO01 | Chameleon Partners LLC | Consent Order | Securities Act | 01/29/2025 | View Full Details |
S-24-3797-25-CO01 | The Whale Tea USA | Consent Order | Franchise Investment Protection Act | 01/29/2025 | View Full Details |
S-18-2481-24-FO01 | RRIM Asset Strategies, LLC and Robert Alexander Ritter | Final Order | Securities Act | 01/29/2025 | View Full Details |
S-23-3688-25-SC01 | Hollywood Cardroom; Shawn Weintraub | Statement of Charges | Securities Act | 01/29/2025 | View Full Details |
S-23-3529-25-SC01 | CONST LLC Dba My Constant | Statement of Charges | Securities Act | 01/22/2025 | View Full Details |
S-24-3809-24-CO01 | Cathryn Dall | Consent Order | Franchise Investment Protection Act | 01/21/2025 | View Full Details |
S-24-3828-24-SC01 | Investment Design Management, LLC; Maximillian Morgan; Justin Sumner | Statement of Charges | Securities Act | 01/15/2025 | View Full Details |