Division of Securities Enforcement Actions

Below you will find enforcement actions issued by the Washington Division of Securities.

View enforcement actions from 2024 and earlier.

Order Number Respondents Type Act Date Entered Summary
S-26-4197-26-SC01 Pacific Watercraft Group, Inc.; Robin Lynn Sells Statement of Charges Securities Act 10/06/2026 Case summary
S-24-3862-26-CO01 The Cleaning Authority, LLC; The Cleaning Authority Franchising SPE LLC Consent Order Franchise Investment Protection Act 09/30/2026 Case summary
S-25-4087-26-CO01 Menchie’s Group, Inc. Consent Order Franchise Investment Protection Act 09/29/2026 Case summary
S-24-3737-26-CO01 JDog Franchises, LLC; JDog Carpet Franchising, LLC Consent Order Franchise Investment Protection Act 09/29/2026 Case summary
S-23-3674-25-CO01 APAM, LLC, Anthony George Panagiotu, Alexander David Morrow Consent Order Securities Act 09/22/2026 Case summary
S-24-3862-26-CO02 Blue Stone Business Group LLC; Partrick Sherman Consent Order Franchise Investment Protection Act 09/22/2026 Case summary
S-26-4338-26-FO01 Christian Anthony Martinez Final Order Securities Act 08/31/2026 Case summary
S-23-3575-24-CO01 Advisors Crypto, Inc. Eric W. Kendrick Consent Order Securities Act 08/25/2026 Case summary
S-25-4045-26-CO01 Bounce Fitness, LLC d/b/a Send Me a Trainer; d/b/a Send Me a Pro (“Bounce Fitness”) Consent Order Franchise Investment Protection Act 08/24/2026 Case summary
S-26-4349-26-FO01 Kristofer Capital Management, LLC Kristofer Wade Johnson Final Order Securities Act 08/24/2026 Case summary
S-24-3828-26-CO04 Justin Sumner Consent Order Securities Act 08/05/2026 Case summary
S-24-3800-25-SC01 Dominique Tarnowski Statement of Charges Securities Act 07/28/2026 Case summary
S-26-4174-26-CO01 Outgrow, LLC Consent Order Franchise Investment Protection Act 07/21/2026 Case summary
S-26-4337-26-CO01 Backyard PE, LLC Consent Order Franchise Investment Protection Act 07/15/2026 Case summary
S-26-4349-26-TO01 Kristofer Capital Management, LLC, Kristofer Wade Johnson Summary Order and Statement of Charges Securities Act 07/15/2026 Case summary
S-26-4338-26-SC01 David Leslie Long; Christian Anthony Martinez Statement of Charges Securities Act 07/10/2026 Case summary
S-23-3691-26-FO01 Patricia Lynn Bellamy Final Order Securities Act 07/10/2026 Case summary
S-24-3860-26-FO01 Andrew Thomas Miller; Phoenix Holdings & Development LLC; North Tacoma Music & Arts Academy, Inc. d/b/a Puget Sound Arts Academy Final Order Securities Act 07/09/2026 Case summary
S-26-4210-26-FO01 BG Wealth Sharing Ltd.; DSJ Exchange PTY Ltd. Final Order Securities Act 06/30/2026 Case summary
S-23-3693-25-FO01 SeaBrook Investments LLC; Holbrook/Searight LLC; Timothy Holbrook; Robert Littell Final Order Securities Act 06/26/2026 Case summary

Sign up for email updates

Press releases and industry updates from DFI.