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2025 Division of Securities Enforcement Actions

Below you will find enforcement actions issued by the Washington Division of Securities.

Other Years:
Order Number Respondents Type Act Date Entered Details
S-21-3226-25-SC01 Creative Technologies, LLC; Water Station Management LLC; WST Franchise Systems LLC; Ryan Wear; Kevin Nooney; Dick Humphrey; Kristi Humphrey; Nick Streeter; Wan Kim; FranServe, Inc., Statement of Charges Securities Act 05/16/2025 View Full Details
S-24-3849-25-CO01 JJB Beauty Holdings Corp. (“JJB Beauty”) Consent Order Franchise Investment Protection Act 05/13/2025 View Full Details
S-24-3828-25-SC02 Justin Sumner Statement of Charges Securities Act 05/07/2025 View Full Details
S-24-3828-24-CO02 Investment Design Management, LLC, Maximillian Morgan Consent Order Securities Act 05/07/2025 View Full Details
S-23-3686-24-CO01 TWM Wealth Management Corp d/b/a Taylor Wealth Management Louis Charles Taylor Jeffrey Mitchell Press Consent Order Securities Act 05/06/2025 View Full Details
S-24-3869-25-CO01 Rattlesnake Creek Industries, Inc, and Brian Barry Consent Order Securities Act 05/05/2025 View Full Details
S-24-3853-25-SC01 Aqua-Tots Swim School Holding LLC Statement of Charges Franchise Investment Protection Act 05/05/2025 View Full Details
S-25-3910-25-SC01 Robert Sabo Statement of Charges Securities Act 04/25/2025 View Full Details
S-24-3712-24-SC01 TPTEA USA Inc. Statement of Charges Franchise Investment Protection Act 04/25/2025 View Full Details
S-25-3899-25-CO01 Xinxu (Shanghai) Information Technology Service Co. Ltd., d/b/a YGF Group Consent Order Franchise Investment Protection Act 03/25/2025 View Full Details
S-25-3915-25-CO01 Scott Smith; Allen Woodard; Troy Colby Consent Order Securities Act 03/25/2025 View Full Details
S-22-3468-25-FO01 Obvious Clothing Inc., Obvious Clothing LLC, Todd Kimball Final Order Securities Act 03/21/2025 View Full Details
S-24-3849-25-SC01 JJB Beauty Holdings Corp. (“JJB Beauty”) Statement of Charges Franchise Investment Protection Act 03/18/2025 View Full Details
S-21-3212-23-CO01 Celsius Network Inc. ,Celsius Network Limited, Celsius US Holding LLC , Celsius Network LLC , Celsius Networks Lending LLC, Celsius Lending LLC Consent Order Securities Act 03/18/2025 View Full Details
S-22-3439-25-CO01 Vanguard Marketing Corporation; The Vanguard Group, Inc., Consent Order Securities Act 03/18/2025 View Full Details
S-23-3688-25-FO01 Hollywood Cardroom; Shawn Weintraub Final Order Securities Act 03/18/2025 View Full Details
S-24-3809-25-CO02 Network in Action Int’l, LLC; Christopher Scott Talley Consent Order Franchise Investment Protection Act 03/18/2025 View Full Details
S-23-3676-24-SC01 Doncaster Financial, Inc. Thomas Doncaster Statement of Charges Securities Act 03/14/2025 View Full Details
S-22-3468-25-SC01 Obvious Clothing LLC; Obvious Clothing Inc.; Todd Kimball Statement of Charges Securities Act 02/26/2025 View Full Details
S-22-3451-25-FO01 Metallic Blue Development LLC; Brian Dozier Final Order Securities Act 02/21/2025 View Full Details
S-24-3791-25-SC01 Winston Felix Statement of Charges Securities Act 01/30/2025 View Full Details
S-23-3593-25-CO01 Chameleon Partners LLC Consent Order Securities Act 01/29/2025 View Full Details
S-24-3797-25-CO01 The Whale Tea USA Consent Order Franchise Investment Protection Act 01/29/2025 View Full Details
S-18-2481-24-FO01 RRIM Asset Strategies, LLC and Robert Alexander Ritter Final Order Securities Act 01/29/2025 View Full Details
S-23-3688-25-SC01 Hollywood Cardroom; Shawn Weintraub Statement of Charges Securities Act 01/29/2025 View Full Details
S-23-3529-25-SC01 CONST LLC Dba My Constant Statement of Charges Securities Act 01/22/2025 View Full Details
S-24-3809-24-CO01 Cathryn Dall Consent Order Franchise Investment Protection Act 01/21/2025 View Full Details
S-24-3828-24-SC01 Investment Design Management, LLC; Maximillian Morgan; Justin Sumner Statement of Charges Securities Act 01/15/2025 View Full Details