Division of Securities Enforcement Actions

Below you will find enforcement actions issued by the Washington Division of Securities.

View enforcement actions from 2024 and earlier.

Order Number Respondents Type Act Date Entered Summary
S-24-3828-26-CO04 Justin Sumner Consent Order Securities Act 08/05/2026 Case summary
S-24-3800-25-SC01 Dominique Tarnowski Statement of Charges Securities Act 07/28/2026 Case summary
S-26-4174-26-CO01 Outgrow, LLC Consent Order Franchise Investment Protection Act 07/21/2026 Case summary
S-26-4337-26-CO01 Backyard PE, LLC Consent Order Franchise Investment Protection Act 07/15/2026 Case summary
S-26-4349-26-TO01 Kristofer Capital Management, LLC, Kristofer Wade Johnson Summary Order and Statement of Charges Securities Act 07/15/2026 Case summary
S-26-4338-26-SC01 David Leslie Long; Christian Anthony Martinez Statement of Charges Securities Act 07/10/2026 Case summary
S-23-3691-26-FO01 Patricia Lynn Bellamy Final Order Securities Act 07/10/2026 Case summary
S-24-3860-26-FO01 Andrew Thomas Miller; Phoenix Holdings & Development LLC; North Tacoma Music & Arts Academy, Inc. d/b/a Puget Sound Arts Academy Final Order Securities Act 07/09/2026 Case summary
S-26-4210-26-FO01 BG Wealth Sharing Ltd.; DSJ Exchange PTY Ltd. Final Order Securities Act 06/30/2026 Case summary
S-23-3693-25-FO01 SeaBrook Investments LLC; Holbrook/Searight LLC; Timothy Holbrook; Robert Littell Final Order Securities Act 06/26/2026 Case summary
S-23-3575-24-SC01 Advisors Crypto, Inc. Eric W. Kendrick Statement of Charges Securities Act 06/17/2026 Case summary
S-23-3691-25-SC01 Patricia Lynn Bellamy Statement of Charges Securities Act 06/11/2026 Case summary
S-25-3998-26-CO01 NV REIT LLC; Neighborhood Ventures, Inc.; Neighborhood Management, LLC Consent Order Securities Act 06/02/2026 Case summary
S-25-4045-26-SC01 Bounce Fitness, LLC d/b/a Send Me a Trainer; d/b/a Send Me a Pro (“Bounce Fitness”) Statement of Charges Franchise Investment Protection Act 06/01/2026 Case summary
S-24-3806-26-SC01 Kiosk Distributors Inc., ATM Ops Inc. Statement of Charges Franchise Investment Protection Act 06/01/2026 Case summary
S-24-3860-25-SC01 Andrew Thomas Miller; Phoenix Holdings & Development LLC; North Tacoma Music & Arts Academy, Inc. d/b/a Puget Sound Arts Academy Statement of Charges Securities Act 06/01/2026 Case summary
S-26-4210-26-TO01 BG Wealth Sharing Ltd.; DSJ Exchange PTY Ltd. Summary Order and Statement of Charges Securities Act 05/26/2026 Case summary
S-23-3512-25-FO01 David Edwin Vetter Final Order Franchise Investment Protection Act 05/22/2026 Case summary
S-25-3996-25-CO01 Edward D. Jones & Co., L. P Consent Order Securities Act 05/05/2026 Case summary
S-23-3608-26-FO02 Christopher “Chris” James Christensen; James “Jim” Michael Christensen Final Order Securities Act 04/24/2026 Case summary