Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-18-2429-19-CO01 | NewRez, LLC d/b/a Shellpoint Mortgage Servicing f/k/a New Penn Financial d/b/a Shellpoint Mortgage Servicing |
Consent Order | Consumer Loan Act | 05/14/2019 |
| C-15-1722-19-FO01 | Raymund O Dacanay; Payment Processing Services, Trial Payment Services, Home Start Housing Center |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 05/03/2019 |
| C-18-2500-19-CO01 | Millennium Financial Group; First Millennium Bank, LLC; Brandon Salle |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 05/03/2019 |
| C-18-2581-19-CO01 | Acceptance Legal Group; Carol R Hamilton |
Consent Order | Mortgage Brokers Practices Act | 05/03/2019 |
| C-18-2438-19-CO01 | Towne Mortgage Company |
Consent Order | Consumer Loan Act | 05/03/2019 |
| C-19-2640-19-FO01 | Anderson, Ben Alexander-Owens |
Final Order with attached Statement of Charges | Consumer Loan Act | 04/26/2019 |
| C-15-1803-19-CO02 | Real Property Funding Group, LLC; Stephen Alan Boyd |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/19/2019 |
| C-18-2516-18-CO01 | Pacific Finance Group; Robert Wade Owsley II, Carlton Elijah Sellars |
Consent Order | Mortgage Brokers Practices Act | 04/18/2019 |
| C-17-2202-19-CO02 | Nationwide Equities Corporation |
Consent Order | Consumer Loan Act | 04/11/2019 |
| C-17-2322-19-FO01 | Dilcia Mercedes |
Final Order with attached Statement of Charges | Consumer Loan Act | 03/29/2019 |
| C-17-2297-19-CO01 | United Mortgage Corp; Mark Rosenboom, Nicole Paige |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/29/2019 |
| C-18-2444-19-FO01 | Tobias Preston |
Final Order with attached Statement of Charges | Consumer Loan Act | 03/29/2019 |
| C-17-2132-19-CO01 | Emery Law, LLC and Melanie Anne Emery |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/13/2019 |
| C-18-2444-18-CO01 | McKinley Mortgage Company, LLC; McKinley Mortgage Co, LLC; and Alaska Financial Company III, LLC |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/06/2019 |
| C-15-1827-19-CO01 | Hometown Financial Group, Inc dba K Financial; Joseph T Kelly and Luisito "Louie" Flores |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/06/2019 |
| C-17-2354-18-CO01 | Secure One Capital Corporation; James Eric Pate |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/30/2019 |
| C-18-2544-19-CO01 | Henry, Russell Roger dba Home Finance |
Consent Order | Mortgage Brokers Practices Act | 01/24/2019 |
| C-18-2470-18-CO01 | Grasman Montgomery Enterprises, Inc; Lisa Kay Grasman |
Consent Order | Consumer Loan Act | 01/16/2019 |
| c-18-2455-18-CO01 | Oceans Capital Network dba Oceans Capital Network Inc.; Tri Minh Doan |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/11/2019 |
| C-18-2567-18-CO01 | Greater Puget Sound Escrow, Inc. |
Consent Order | Escrow Agents Registration Act | 01/10/2019 |