Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-15-1803-19-CO02 | Real Property Funding Group, LLC; Stephen Alan Boyd |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/19/2019 |
| C-18-2516-18-CO01 | Pacific Finance Group; Robert Wade Owsley II, Carlton Elijah Sellars |
Consent Order | Mortgage Brokers Practices Act | 04/18/2019 |
| C-17-2202-19-CO02 | Nationwide Equities Corporation |
Consent Order | Consumer Loan Act | 04/11/2019 |
| C-17-2322-19-FO01 | Dilcia Mercedes |
Final Order with attached Statement of Charges | Consumer Loan Act | 03/29/2019 |
| C-17-2297-19-CO01 | United Mortgage Corp; Mark Rosenboom, Nicole Paige |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/29/2019 |
| C-18-2444-19-FO01 | Tobias Preston |
Final Order with attached Statement of Charges | Consumer Loan Act | 03/29/2019 |
| C-17-2132-19-CO01 | Emery Law, LLC and Melanie Anne Emery |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/13/2019 |
| C-18-2444-18-CO01 | McKinley Mortgage Company, LLC; McKinley Mortgage Co, LLC; and Alaska Financial Company III, LLC |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/06/2019 |
| C-15-1827-19-CO01 | Hometown Financial Group, Inc dba K Financial; Joseph T Kelly and Luisito "Louie" Flores |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/06/2019 |
| C-17-2354-18-CO01 | Secure One Capital Corporation; James Eric Pate |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/30/2019 |
| C-18-2544-19-CO01 | Henry, Russell Roger dba Home Finance |
Consent Order | Mortgage Brokers Practices Act | 01/24/2019 |
| C-18-2470-18-CO01 | Grasman Montgomery Enterprises, Inc; Lisa Kay Grasman |
Consent Order | Consumer Loan Act | 01/16/2019 |
| c-18-2455-18-CO01 | Oceans Capital Network dba Oceans Capital Network Inc.; Tri Minh Doan |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/11/2019 |
| C-18-2567-18-CO01 | Greater Puget Sound Escrow, Inc. |
Consent Order | Escrow Agents Registration Act | 01/10/2019 |
| C-16-1956-18-CO01 | Security Pacific Mortgage, Inc; Robert Edwin Sherwood |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/08/2019 |
| C-16-2068-18-CO01 | Field Assets Service Team, LLC and lineofcreditnow.com; VIM Holdings Group, LLC and ezcreditline.net; B Financial, LLC and guaranteedcashnow.net; Nascent Holdings, LLC and Line of Credit Now; Oasis Trade Group, LLC and oasis1marketing.com |
Consent Order | Consumer Loan Act | 01/02/2019 |
| C-18-2369-18-CO01 | Brenton Joseph Sconce |
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/21/2018 |
| C-17-2289-18-FO03 | Benjamin Richard Horton; Preferred Law PLLC; American Home Loan Counselors; Modification Review Board; Consumer Defense, LLC; and Consumer Link, Inc. |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/18/2018 |
| C-18-2431-18-FO01 | Directors Financial Group d/b/a Directors Financial Group, Inc; Charles Ray Dixon; Christopher Earl Hobson |
Final Order with attached Statement of Charges | Consumer Loan Act | 12/11/2018 |
| C-18-2453-18-CO01 | Nina Celia Hanna; Global Bancorp d/b/a Global Bancorp Corp |
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/10/2018 |