Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-02-285-03-CO03 | David Burger |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/09/2004 |
| C-02-285-03-CO04 | Jon Webb |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/02/2004 |
| C-02-285-04-CO05 | Mark Hodge |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/24/2004 |
| C-02-285-03-CO07 | Dale Sage Gibbons
Comments:
Judgment Filed in Spokane County Superior Court: 06-2-02004-3 Filed: 7/28/06 Amount: $18,180
Additional Files:
|
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/24/2004 |
| C-02-285-03-CO08 | C-02-285-03-CO08 |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/24/2004 |
| C-02-285-03-CO06 | Ronald L. Burger |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/24/2004 |
| C-02-285-03-CO02 | Gene Arthur Taylor |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/22/2004 |
| C-03-082-03-FO02 | Burien Escrow Co. Inc., Cyndi Ann Ohrt and Chad K. Ohrt
Additional Files:
Additional Files:
Additional Files:
|
Final Order | Escrow Agents Registration Act | 10/16/2003 |
| C-03-158-03-FO01 | Kathleen Ann Hurley, Designated Escrow Officer |
Final Order with attached Statement of Charges | Escrow Agents Registration Act | 09/23/2003 |
| 2001-124-C01 | Allstate Financial Services, Inc., and Robert Warnock, President, Designated Broker and Owner
Additional Files:
Additional Files:
|
Final Order | Mortgage Brokers Practices Act | 08/23/2003 |
| C-03-082-03-CO01 | Raymond W. Holliday and Terry A. Holliday |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 08/15/2003 |
| C-03-082-03-FO01 | Donna M. Dvorak
Comments:
Confession of Judgment filed in Pierce County Superior Court: 11-2-08615-7 Filed: 07/06/2011 Amount: $12,990.80
Additional Files:
|
Final Order with attached Statement of Charges | Escrow Agents Registration Act | 07/30/2003 |
| C-02-214-03-TO01 | Scott Anderson |
Temporary Order to Cease and Desist | Escrow Agents Registration Act | 05/16/2003 |
| C-02-285-03-CO01 | Dwaine R. Klein |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 05/14/2003 |
| C-02-341-02-CO01 | Gary R. McLean, dba Trendmaker Mortgage; and Gary R. McLean, Designated Broker |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/18/2003 |
| C-02-177-03-TO01 | Dunn and Cage Real Estate Services, Inc. dba Escrow By Delia and Delia Dunn, Designated Escrow Officer |
Temporary Order to Cease and Desist | Escrow Agents Registration Act | 02/14/2003 |
| C-02-355-03-FO01 | A-1 Mortgage LLC, and James E. Yoest, Designated Broker |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/22/2003 |
| C-02-193-CO01 | Pamela Hayes |
Consent Order | Escrow Agents Registration Act | 09/03/2002 |
| C-02-285-02-SC04 | Century Mortgage, Inc., Ronald L. Burger, Designated Broker and Owner, Dale Sage Gibbons, Owner, Dwaine R. Klein, Owner, Gene Arthur Taylor, Michael Deasy, Curtis Orvick, Jon Webb, Scott Tollefson, David Burger, and Mark Hodge |
Statement of Charges | Mortgage Brokers Practices Act | 08/22/2002 |
| 2001-126-O02 | R&A Enterprises Inc. dba Taylor Mortgage Loans, Roger Taylor, Designated Broker and Owner |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/01/2002 |