Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-07-093-07-FO01 | Dominick Charles Widden |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 06/19/2007 |
| C-07-149-07-FO01 | Boris David Kogon |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 06/18/2007 |
| C-97-083 | Nationscapital Mortgage Corp., Jamie Chisick, Individually and as President and Owner, et al.
Comments:
Agreed Order Concerning Jamie Chisicks Financial Obligations Under Final Order 97-083-C01 and Acknowledgement of Satisfaction of the Financial Obligations of Agreed Order (2/25/08).
Additional Files:
Additional Files:
|
Agreed Order | Mortgage Brokers Practices Act | 06/14/2007 |
| C-07-190-07-TD01 | Exceptional Escrow Corp. and Catherine D. Wiseman, President and Designated Escrow Officer |
Temporary Order to Cease and Desist | Escrow Agents Registration Act | 06/08/2007 |
| C-07-116-07-FO01 | Don Phong Hoang |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 06/07/2007 |
| C-07-118-07-FO01 | Brian J. Kirkland |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 06/06/2007 |
| C-07-120-07-FO01 | Joel Ryan Swenson |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 06/06/2007 |
| C-07-043-07-FO01 | Mitchell L. Sweeten
Comments:
Judgment Filed in Pierce County Superior Court Filed: 9/16/08 Amount: $62,579.02
Additional Files:
|
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/17/2007 |
| C-07-055-07-FO01 | Kenneth Francis Erbar |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/17/2007 |
| C-07-047-07-FO01 | Daniel J. Goll |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/17/2007 |
| C-07-046-07-FO01 | Scott A. Graber |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/17/2007 |
| C-06-164-07-CO01 | Needamortgage.com and Steven G. Parrish |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/10/2007 |
| C-06-116-07-CO01 |
Freestand Financial Holding Corp. and Jesse A. Gee, President and Designated Broker, and Donald Parker, Employee and Branch Manager |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/09/2007 |
| C-06-116-07-CO02 | Freestand Financial Holding Corp. and Jesse A. Gee, President and Designated Broker, and Donald Parker, Employee and Branch Manager |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/09/2007 |
| C-06-163-07-CO01 | Ronald Patrick Billock |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/02/2007 |
| C-03-086-06-CO01 | PSI Financial Corp and James G. Park, Owner and Designated Broker |
Consent Order | Mortgage Brokers Practices Act | 03/26/2007 |
| C-07-068-07-TD01 | New Century Mortgage Corp., New Century Mortgage Ventures, LLC, New Century Credit Corp., and Home 123 Corp. |
Agreed Order to Cease and Desist | Consumer Loan Act | 03/16/2007 |
| C-06-015-07-CO01 | Advance Mortgage Group LLC, Thomas Portlock and Rena Portlock |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/15/2007 |
| C-02-243-07-FO01 | Catherine Cutler-Tyler aka Catherine J. Pellegrini |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 03/13/2007 |
| C-05-163-07-CO01 | 5 Star Finance and Mortgage Inc, and John L. Cross, President and Owner, and Louis L. Cross, Vice President and Designated Broker |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/06/2007 |