Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-09-498-12-FO01 | Alpine Escrow Inc. |
Final Order with attached Statement of Charges | Escrow Agents Registration Act | 01/17/2013 |
| C-11-0659-12-CO01 | Market Place Escrow Inc; Sharryn L. Hammond |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 01/17/2013 |
| C-12-1047-12-CO01 | 1st Call Consultants LLC; Jason Sarnowski |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/15/2013 |
| C-12-1102-13-CO01 | Jason Edward Caros |
Consent Order with attached Statement of Charges | Consumer Loan Act | 01/11/2013 |
| C-12-0922-13-FO01 | Mortgageclose.com Inc.; Chau Ngoc Lam |
Final Order with attached Statement of Charges | Consumer Loan Act | 01/10/2013 |
| C-09-498-12-CO01 | Vienna Thuc Le |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 01/10/2013 |
| C-09-498-12-CO02 | William J. Moll III |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 01/10/2013 |
| C-09-498-12-CO03 | Hoa Thi Nguyen |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 01/10/2013 |
| C-07-459-13-FO01 | Escrow Visions LLC; Barbara Marie Simmons |
Final Order to Cease and Desist | Escrow Agents Registration Act | 01/09/2013 |
| C-11-0729-13-FO01 | LendXFinancial, LLC |
Final Order with attached Statement of Charges | Consumer Loan Act | 01/09/2013 |
| C-11-0728-13-FO01 | Fidex Lending Inc fka Even Finance, Inc. |
Final Order with attached Statement of Charges | Consumer Loan Act | 01/09/2013 |
| C-07-190-13-FO01 | Catherine Wiseman and Kathleen Pace |
Final Order with attached Statement of Charges | Escrow Agents Registration Act | 01/09/2013 |
| C-11-0842-12-CO02 | Irma Trikas |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 12/27/2012 |
| C-12-1056-12-FO01 | Amir Homayoun Ahmadi |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/20/2012 |
| C-11-0842-12-CO01 | Security National Escrow Inc. |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 12/20/2012 |
| C-11-0612-12-FO01 | Alliance Mitigation Group; Jason Rogland |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/19/2012 |
| C-12-0970-12-FO01 | Wall Street Financial, Inc. d/b/a Fidelity Financial Group; Michael T. McDevitt |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/18/2012 |
| C-11-0775-12-CO01 | Thomas C. Matevia dba Legal Home Loan Solutions |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/18/2012 |
| C-07-361-12-FO02 | Bridge Capital Corporation; Mike Reza Ahmari |
Final Order with attached Statement of Charges | Consumer Loan Act | 12/14/2012 |
| C-09-181-12-CO01 | Flagship Financial Group LLC; William Farrar; Chet Wall |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/11/2012 |