Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-11-0683-12-CO01 | Legal Modification Firm LC; Christopher Leslie Persaud |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 11/02/2012 |
| C-11-0638-12-CO01 | The Keyrose Corporation; Josef N. Quiroz; Marisol Quiroz |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 11/02/2012 |
| C-09-218-12-FO01 | First Fidelity of Delaware Inc; DFD Ventures, FFD Ventures, FFD Resources IV, Paper Check Payday Loan, Cash Supply |
Final Order with attached Statement of Charges | Check Cashers and Sellers Act | 11/01/2012 |
| C-10-276-12-CO01 | Voyage Financial Group Inc; W. Paul Ueckert II |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/30/2012 |
| C-11-0603-12-CO03 | Yiqun Chen |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/22/2012 |
| C-11-0810-12-SC01 | Western Sky Financial LLC; Martin A. Webb |
Statement of Charges | Consumer Loan Act | 10/18/2012 |
| C-10-131-12-FO01 | Apex Financial LLC; Jonathan Eugene Leslie |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/18/2012 |
| C-11-0742-12-CO03 | Sean Maurice Straub |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/17/2012 |
| C-12-1074-12-CO01 | Residential Mortgage LLC |
Consent Order | Consumer Loan Act | 10/17/2012 |
| C-12-0943-12-TD01 | Nest Financial, LLC; Brian Heberling |
Temporary Order to Cease and Desist | Mortgage Brokers Practices Act | 10/05/2012 |
| C-09-390-12-FO01 | Homeowners Friend Mortgage Company, Inc.; Joseph Henrichsen |
Final Order with attached Statement of Charges | Consumer Loan Act | 09/28/2012 |
| C-11-0650-12-CO01 | National Modification Services LLC; John J. Mabie |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/27/2012 |
| C-09-321-12-CO01 | Equity Options Inc. |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/11/2012 |
| C-11-0603-12-CO02 | Elaine Ho |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/11/2012 |
| C-11-0603-12-CO04 | Seattle Pacific Mortgage Inc; Lincoln A. Louie |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/07/2012 |
| C-09-306-12-CO01 | First National Lending Corporation |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/29/2012 |
| C-10-079-12-FO01 | Daniel C Gruell |
Final Order with attached Statement of Charges | Consumer Loan Act | 08/22/2012 |
| C-10-147-12-CO02 | National Guarantee Mortgage, LLC; Connie Hollerith |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/22/2012 |
| C-09-295-12-FO02 | Platinum Lending LTD |
Final Decision and Order | Mortgage Brokers Practices Act | 08/22/2012 |
| C-10-339-12-CO03 | Bryan Melanson |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/20/2012 |