Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-10-350-13-FO01 | Scott Michael Marinelli |
Final Order with attached Statement of Charges | Consumer Loan Act | 10/25/2013 |
| C-01-161-13-FO02 | Ryan Sweeney dba Reliance Mortgage |
Order Withdrawing Final Order and Dismissing Statement of Charges | Mortgage Brokers Practices Act | 10/23/2013 |
| C-12-1071-13-CO03 | Craig Anthony Oakes |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/21/2013 |
| C-12-1071-13-CO02 | Peter John Chambers |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/21/2013 |
| C-11-0747-13-CO01 | Terence Flannigan |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 10/09/2013 |
| C-11-0795-13-CO06 | Network Capital Funding Corporation and Tri Minh Nguyen |
Consent Order with attached Statement of Charges | Consumer Loan Act | 10/01/2013 |
| C-13-1251-13-CO01 | Bay Equity LLC; Bruce Kelly Kussman |
Consent Order with attached Statement of Charges | Consumer Loan Act | 10/01/2013 |
| C-12-1071-13-CO01 | Cascadia Lending LLC and Karim F. Khoury |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/30/2013 |
| C-09-327-13-CO01 | David P. Koss |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/27/2013 |
| C-11-0795-13-FO03 | Daniel Thomas Hanley |
Final Order with attached Statement of Charges | Consumer Loan Act | 09/19/2013 |
| C-11-0866-13-FO01 | H&R Financial Services, Inc.; William "John" Heckler; Richard Ruegsegger |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/17/2013 |
| C-13-1275-13-CO01 | Capital Funding Associates LLC and Heather Lynne Cole |
Consent Order with attached Statement of Charges | Consumer Loan Act | 09/16/2013 |
| C-11-0795-13-CO05 | Julio Alberto Benenati |
Consent Order with attached Statement of Charges | Consumer Loan Act | 09/12/2013 |
| C-11-0684-13-CO01 | Financial Litigation Law Group, LC and Keyvan Samini |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/04/2013 |
| C-12-0993-13-CO01 | Ryan Law Firm and Kelly F. Ryan |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 09/04/2013 |
| C-09-461-13-FO02 | James Y. Ipek |
Agreed Order | Mortgage Brokers Practices Act | 08/27/2013 |
| C-12-1054-13-CO01 | Homeowners Defense Group, LLC dba U.S. Loan Educators and dba Family 1st Home Preservation Services; Tobias West aka Tobey West |
Agreed Order to Cease and Desist | Mortgage Brokers Practices Act | 08/26/2013 |
| C-12-0949-13-AG01 | Amerisave Mortgage Corporation |
Consent Agreement | Consumer Loan Act | 08/21/2013 |
| C-12-1045-13-FO01 | First Choice Financial Inc. and Aria Maleki |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/19/2013 |
| C-13-1174-13-SC01 | Alliance Escrow, LLC and Elina Beglyarova |
Statement of Charges | Escrow Agents Registration Act | 08/16/2013 |