Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-99-116-14-CO01 | Arlington Escrow Inc. and Julie A. Nelson |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 05/20/2014 |
| C-13-1390-14-CO01 | Andre Dwayne Jones |
Consent Order | Mortgage Brokers Practices Act | 05/20/2014 |
| C-13-1149-14-CO01 | Carmen Alvarez dba First Review Processing
Comments:
Carmen Alvarez dba First Review Processing |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 05/19/2014 |
| C-12-1103-14-CO01 | RMA Legal Network and Rory M. Alarcon |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 05/19/2014 |
| C-11-0621-14-CO01 | Boston National Title Agency, LLC dba Boston National and Boston National Settlement Services |
Consent Order | Escrow Agents Registration Act | 05/08/2014 |
| C-14-1444-14-TD01 | North Sound Escrow, LLC and Stacy Ann Bradshaw |
Temporary Order to Cease and Desist | Escrow Agents Registration Act | 05/07/2014 |
| C-14-1448-14-SC01 | Pension Funding, LLC and Pension Income, LLC |
Statement of Charges | Consumer Loan Act | 05/07/2014 |
| C-14-1448-14-SC01 | Pension Funding, LLC and Pension Income, LLC |
Statement of Charges | Consumer Loan Act | 05/07/2014 |
| C-11-0864-14-CO01 | Ji-Eun Kong dba Wholesale Rates; Tony Oh |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/22/2014 |
| C-13-1166-14-CO01 | Jeffrey A. Lewiston |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/21/2014 |
| C-11-0778-14-CO01 | GBS, LLC; Holly Jane Miller |
Consent Order | Escrow Agents Registration Act | 04/16/2014 |
| C-12-1043-14-FO01 | William D. Goodrich, Atty, Inc. ; William D. Goodrich |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/09/2014 |
| C-12-0931-14-FO02 | Integrity Mortgage and Credit Solutions, Inc. |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/09/2014 |
| C-13-1257-14-CO01 | Jose Carino |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 04/07/2014 |
| C-13-1289-14-CO01 | Fifth Third Mortgage Company |
Consent Order | Consumer Loan Act | 04/02/2014 |
| C-14-1447-14-TD01 | Richard John Seracka |
Temporary Order to Cease and Desist | Consumer Loan Act | 04/01/2014 |
| C-13-1325-14-CO01 | CP Investors, LLC; Brian Bergfalk; Eric Quinlan |
Consent Order with attached Statement of Charges | Check Cashers and Sellers Act | 04/01/2014 |
| C-13-1195-14-CO01 | Nationwide Biweekly Administration, Inc.; Daniel S. Lipsky |
Consent Order with attached Statement of Charges | Uniform Money Services Act | 04/01/2014 |
| C-11-0807-13-CO01 | Chaidez Law Firm, PLLC dba Mortgage Modification Center; Jose L. Chaidez |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/31/2014 |
| C-13-1366-14-CO01 | Law Offices of Andrea Loveless, LLP dba Law Offices of Andrea S. Loveless; Andrea S. Loveless |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/31/2014 |