Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-11-0701-15-CO01 | Cash Call and Western Sky |
Consent Order | Consumer Loan Act | 10/21/2015 |
| C-14-1565-15-CO02 | Dale Joseph Gallant |
Consent Order with attached Statement of Charges | Consumer Loan Act | 10/20/2015 |
| C-14-1565-15-CO03 | Brian Arthur Woltman |
Consent Order with attached Statement of Charges | Consumer Loan Act | 10/20/2015 |
| C-15-1657-15-CO01 | Corner Escrow Inc. and Kimberly M. Diaz |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 09/30/2015 |
| C-12-0938-15-TD02 | Barrett Escrow, Inc. and Jenny A. Barrett |
Temporary Order to Cease and Desist | Escrow Agents Registration Act | 09/22/2015 |
| C-15-1778-15-SC01 | Pinnacle Northwest Escrow LLC and Michele J. Roberts |
Statement of Charges | Escrow Agents Registration Act | 09/16/2015 |
| C-15-1643-15-CO01 | American Equity Mortgage, Inc. |
Consent Order | Consumer Loan Act | 09/14/2015 |
| C-09-484-15-FO02 | Second Opportunity Support Center, Inc. and Trina D. Brown |
Amended Final Order | Mortgage Brokers Practices Act | 09/01/2015 |
| C-13-1295-15-CO01 | Community Escrow, Inc. and Jacqueline Kimzey |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 08/27/2015 |
| C-15-1622-15-CO01 | Mortgage Connect, LP |
Consent Order | Escrow Agents Registration Act | 08/25/2015 |
| C-15-1673-15-FO01 | Terry Rowan Minor, Jr. |
Final Order with attached Statement of Charges | Consumer Loan Act | 08/24/2015 |
| C-14-1598-15-FO01 | Universal Consumer Law Group and William Troiani |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/17/2015 |
| C-15-1677-15-FO01 | SWBFunding.com |
Final Order with attached Statement of Charges | Check Cashers and Sellers Act | 08/12/2015 |
| C-13-1342-15-CO01 | United Processing Services, Inc. dba Pacific Mortgage Center and Alan Shane Hurd |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 08/10/2015 |
| C-13-1254-15-CO01 | Ahorita, Inc. d/b/a Colortyme, Harold L. Riggle, Mark Wayne Childers, Patrice Ann Childers |
Consent Order with attached Statement of Charges | Check Cashers and Sellers Act | 07/16/2015 |
| C-14-1532-15-FO01 | Kevin Michael Killeen |
Final Order with attached Statement of Charges | Consumer Loan Act | 07/14/2015 |
| C-13-1254-15-CO02 | Albert R. Vasquez |
Consent Order with attached Statement of Charges | Check Cashers and Sellers Act | 07/08/2015 |
| C-13-1254-15-CO03 | Lorena Ramirez-Zapata |
Consent Order with attached Statement of Charges | Check Cashers and Sellers Act | 07/08/2015 |
| C-13-1319-15-CO02 | Frampton T. Rowland, III a/k/a Ted Rowland |
Consent Order with attached Statement of Charges | Check Cashers and Sellers Act | 07/01/2015 |
| C-13-1319-15-CO03 | DNA Investments, LLC and David Harbour |
Consent Order with attached Statement of Charges | Check Cashers and Sellers Act | 07/01/2015 |