Exemption Tables - Summaries of the exemptions from registration available for securities offerings.
Rulemaking Activity - A list of all rules changes recently proposed and/or adopted. You may comment using an online form if the comment period is open.
| RCW 19.100 | Franchise Investment Protection Act |
| RCW 19.110 | Business Opportunity Fraud Act |
| RCW 21.20 | Securities Act of Washington |
| RCW 21.30 | Commodity Transactions Act |
| WAC 460-05A | Licensing Fees |
| WAC 460-10A | Definitions |
| WAC 460-11A | Multijurisdictional disclosure system |
| WAC 460-12A | Fraudulent and other prohibited practices |
| WAC 460-16A | General rules |
| WAC 460-17A | Small company offering registration |
| WAC 460-18A | Notice filings for federal covered securities |
| WAC 460-20B | Broker dealer registration |
| WAC 460-21B | Broker dealer practices |
| WAC 460-21C | Broker dealer services at financial institutions |
| WAC 460-22B | Salespersons of broker-dealers |
| WAC 460-23B | Salespersons for issuers |
| WAC 460-24A | Investment advisers |
| WAC 460-25A | Use of senior designations |
| WAC 460-28A | Advertisements |
| WAC 460-32A | Real estate related securities programs |
| WAC 460-33A | Regulations concerning securities involving mortgages, trust deeds or property sales contracts |
| WAC 460-42A | Exempt securities |
| WAC 460-44A | Exempt transactions |
| WAC 460-52A | Nonprofit organizations |
| WAC 460-60A | Financial statements and reports -- Contents and filing requirements |
| WAC 460-64A | Capital requirements -- Definitions |
| WAC 460-80 | Franchise registration |
| WAC 460-82 | Franchise broker |
| WAC 460-99C | Crowdfunding |
| WAC 208-04 | General Provisions |
| WAC 208-08 | Adjudicative Procedures |
| WAC 208-12 | Public Records |
Interpretive and policy statements from the Division of Securities.