Case summary
On May 22, 2025, the Washington State Department of Financial Institutions Division of Securities entered a Statement of Charges (S-22-3392-24-SC01) against Until Tomorrow Drivetrains, LLC , Dennis DiRicco, Joshua Stoll, Retire Happy, LLC.
Order details
Order File: S-22-3392-24-SC01
Laws & Rules: RCW 21.20.040, RCW 21.20.140, RCW 21.20.010
Penalties/Remedies:
- Fines: $120,000
- Investigative costs: $25,000
- Cease and desist
Allegations
- Respondents Until Tomorrow Drivetrains, LLC (“UTD”), Dennis DiRicco, Joshua Stoll, and Retire Happy, LLC offered and sold unregistered securities to investors and violated the anti-fraud provision of the Securities Act by making untrue and misleading statements of material fact in connection with the offer and sale of investments in promissory note securities in UTD.
- Respondents Dennis DiRicco, Retire Happy, LLC, and Joshua Stoll offered and sold said securities while not being registered as a securities salesperson or broker-dealer in the state of Washington.