Case summary
On January 29, 2025, the Washington State Department of Financial Institutions Division of Securities entered a Final Order (S-18-2481-24-FO01) against RRIM Asset Strategies, LLC and Robert Alexander Ritter.
Order details
Order File: S-18-2481-24-FO01
Laws & Rules: RCW 21.20.110
Penalties/Remedies:
- Fine: $20,000
- Investigative costs: $1,500
- Deny future registrations
Findings
- Respondents falsely represented the Respondents’ principal place of business was in Washington, while actually operating unlicensed in Arizona.
The Respondents have a right to request judicial review of the Final Order.