Industry: 
Securities
Rulemaking Status: 
Open
Rulemaking Subject/About: 

The Securities Division is considering proposing amendments to the rules regarding broker-dealers and salespersons of broker-dealers in Chapters 460-20B WAC, 460-21B WAC, and 460-22B WAC.

Rulemaking Documents

CR-101

Contact

Phone: (360) 902-8760
Email: jill.vallely@dfi.wa.gov