Date Posted: 
Monday, April 29, 2013

The North American Securities Administrators Association (NASAA) has released an informed investor advisory discussing the differences between financial services providers.

Whether you are just starting a retirement fund or need additional help with growing and managing your money, you may benefit from selecting an investment services professional. Finding a person who is knowledgeable, affordable, and trustworthy may be a challenging process.

This advisory provides basic information on three types of financial services professionals and their obligations to you as a client: broker-dealer agents, investment adviser representatives, and financial planners. An individual professional can hold any of these three credentials or titles, among others.

View the Full Advisory