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Fill out the following information to file a complaint with the Washington State Department of Financial Institutions (DFI).

The information you provide will help us determine whether the complaint is within our authority. If your complaint is within our authority, it is likely we will ask for additional information to inform our investigation.


General Questions/Information

If you need translation or interpreter assistance, please call 877-746-4334.
If you are submitting this complaint on behalf of someone else, we must have a letter indicating that person’s written and signed permission to communicate with you about this complaint.

Your Information


Complaint Information

Investments, Securities Brokers or Investment Adviser Complaints Only: Whistleblower Award and Protection Act
Public Records Disclosure The Washington Public Records Act (PRA), RCW 42.56, may require disclosure of this complaint in response to a public records request. If you choose, you may prevent your identifying information from being shared under the PRA. Please note that this does not necessarily restrict the release of your identifying information pursuant to a court order, subpoena, or during litigation. If you opt to not share your information in a PRA request, DFI may still need to share your complaint – including identifying information – with the business or person in your complaint during any investigation or if we refer your complaint to another agency.