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Klahanie Investment LLC Li Li – Consent Order – S-24-3877-25-CO01

Case summary

On August 6, 2025, the Washington State Department of Financial Institutions Division of Securities entered a Consent Order (S-24-3877-25-CO01) against Klahanie Investment LLC Li Li.

Order details

Order File: S-24-3877-25-CO01

Laws & Rules: RCW 21.20.020, WAC 460-24A-220

Penalties/Remedies:

  • Penalty: $25,000
  • Investigative costs: $1,500
  • Ethics course
  • Rules review
  • Terminate client account

Findings

  • Li lent money to a client.
  • Klahanie and Li guaranteed no losses.
  • Klahanie and Li overleveraged a private fund. 

Order file

View order file