Case summary
On August 5, 2025, the Washington State Department of Financial Institutions Division of Securities entered a Consent Order (S-25-3976-25-CO01) against Angelina Funtanilla.
Order details
Order File: S-25-3976-25-CO01
Laws & Rules: WAC 460-20C-220
Penalties/Remedies:
- Fine: $10,000
- Investigative costs: $ 1,625
- Cease and desist
- 60 day Suspension
Findings
- Angelina Funtanilla accepted a testamentary bequest in violation of FINRA rule 3241(a)(1)(B) and WAC 460-20C-220(24).