Washington State Department of Financial Institutions

Public Records Index
Complaints Against Licensed Entities

How to obtain information about closed complaints against entities licensed by the Washington State Department of Financial Institutions (DFI).

About These Records

Closed complaints against licensed entities.

(Note: DFI cannot disclose any information regarding an open investigation.)

Record Type How To Obtain
Closed Complaints Against
  • Investment Advisers
  • Securities Broker Dealers
  • Securities Salespersons
  • Franchises
  • Franchise Brokers
  • Business Opportunities
  • Securities Issuers
 For # Of Complaints
Call: (360) 902-8781 (8-5, PST, M-F)

For Complaint Specifics
Submit A Public Records Request (PDF)*
If you are interested in obtaining information regarding the nature or specifics of the complaint, complete the Public Records Request Form and submit it to DFI's Division of Securities.
Closed Complaints Against
  • Consumer Loan Companies
  • Check Cashers/Sellers
    (Payday Lenders)
  • Mortgage Brokers
  • Escrow Agents
 For # Of Complaints
Call: (360) 902-8703

For Complaint Specifics
Submit A Public Records Request (PDF)*
If you are interested in obtaining information regarding the nature or specifics of the complaint, complete the Public Records Request Form and submit it to DFI's Division of Consumer Services.
Closed Complaints Against
  • Washington Chartered Banks
 For # Of Complaints
Call: (360) 902-8704

For Complaint Specifics
Submit A Public Records Request (PDF)*
If you are interested in obtaining information regarding the nature or specifics of the complaint, complete the Public Records Request Form and submit it to DFI's Division of Banks.
Closed Complaints Against
  • Washington Chartered Credit Unions
 For # Of Complaints
Call: (360) 902-8790

For Complaint Specifics
Submit A Public Records Request Request (PDF)*
If you are interested in obtaining information regarding the nature or specifics of the complaint, complete the Public Records Request Form and submit it to DFI's Division of Credit Unions.

<< Return To Public Records Index

Can't Find What You Are Looking For?

  1. Fill out a public records request form. Each division at DFI maintains its own public records request form.
  2. Mail the completed form to the address shown in the upper left hand corner of the form.
  3. DFI will respond to your request within 5 days. DFI may ask for additional information or provide you with an estimate of when the records will be made available to you.

Request A Form Be Sent Via Mail

If you would like a public records request form to be sent to you via mail, please call us at (360) 902-8700 or toll free at 1-877-RING DFI (746-4334)

Contact Us

If you need assistance or have a question, feel free to call us at 1-877-RING DFI (746-4334).

Our office hours are 8 am - 5 pm (PST), Monday - Friday.

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