NASAA Statements of Policy

Industry: 
Securities
Rulemaking Status: 
Open
The Securities Division intends to amend WAC 460-16A-205 to update its adoption of various statements of policy promulgated by the North American Securities Administrators Association (“NASAA”) that are applied to securities offerings sought to be registered under RCW 21.20.180 or 21.20.210. These statements of policy do not apply to offerings of federal covered securities or offerings that are exempt from registration under the Securities Act of Washington, chapter 21.20 RCW.


Rulemaking Documents

Rulemaking Comments

Please send rulemaking comments or questions to:

Nathan Quigley
Nathan.Quigley@dfi.wa.gov
(360) 902-8797