Municipal Securities Exemption

Industry: 
Securities
Rulemaking Status: 
Adopted
Effective Date: 
06/15/2019
Rulemaking Subject/About: 
The Securities Division has adopted final amendments to WAC 460-42A-030, which provides that certain municipal securities are exempt from registration under RCW 21.20.310(1) if they receive requisite ratings from designated ratings agencies. Specifically, the Securities Division amended WAC 46-42A-030 to correct an inadvertent drafting error.

Rulemaking Questions/Comments

If you have any questions or comments, please contact:
Michelle Webster
michelle.webster@dfi.wa.gov
(360) 902-8736

Rulemaking Documents