Ministerial Updates to Exempt Transaction Rules

Industry: 
Securities
Rulemaking Status: 
Adopted
Effective Date: 
03/07/2019
Rulemaking Subject/About: 
The Securities Division has adopted amendments to the exempt transaction rules in WAC 460-44A-300, 460-44A-503, and 460-44A-504 to make ministerial updates. The amendments update WAC 460-44A-300, -503, and -504 in light of changes in federal law

Rulemaking Documents:

Rulemaking Comments:

Please send rulemaking comments or questions to:

Nathan Quigley
Nathan.Quigley@dfi.wa.gov
(360) 902-8797