Industry:
Securities
Rulemaking Status:
Adopted
Effective Date:
03/07/2019
Rulemaking Subject/About:
The Securities Division has adopted amendments to the exempt transaction rules in WAC 460-44A-300, 460-44A-503, and 460-44A-504 to make ministerial updates. The amendments update WAC 460-44A-300, -503, and -504 in light of changes in federal law
Rulemaking Documents:
- Rule Amendments
- CR-103
- Memo Regarding CR-103
- Text of Proposed Rules
- Memo Regarding CR-102
- CR-102
- CR-101
- Memo Regarding CR-101
Rulemaking Comments:
Please send rulemaking comments or questions to:
Nathan Quigley
Nathan.Quigley@dfi.wa.gov
(360) 902-8797