Industry:
Securities
Rulemaking Status:
Adopted
Effective Date:
01/09/2020
Rulemaking Subject/About:
The Securities Division is considering mandating that notice filings concerning securities offerings exempt under Rule 506 of federal Regulation D be made through the North American Securities Administrators Association’s online Electronic Filing Depository (“EFD”) system.
Rulemaking Documents
- Adopted Rule Language
- CR-103
- Memo Regarding CR-103
- Proposed Rules
- CR-102
- Memo Regarding CR-102
- Small Business Economic Impact Survey
- Memo Regarding Small Business Economic Impact Survey
- CR-101
- Memo Regarding CR-101
Rulemaking Questions/Comments
If you have any questions or comments, please contact:
Michelle Webster
michelle.webster@dfi.wa.gov
(360) 902-8736