Electronic Filing Depository Requirements

Industry: 
Securities
Rulemaking Status: 
Open
The Securities Division is considering mandating that notice filings concerning securities offerings exempt under Rule 506 of federal Regulation D be made through the North American Securities Administrators Association’s online Electronic Filing Depository (“EFD”) system.

Rulemaking Documents

Rulemaking Questions/Comments

If you have any questions or comments, please contact:
Michelle Webster
michelle.webster@dfi.wa.gov
(360) 902-8736