Main Agency Numbers
Phone: 360-902-8700
Toll-Free: 1-877-RING DFI (746-4334)
TDD: 360-664-8126
Hours: 8 am - 5 pm PST (Monday-Friday)
Staff Listed by Division
- Executive Staff
- Division of Administration
- Division of Banks
- Communications
- Division of Consumer Services
- Division of Credit Unions
- Division of Securities
Executive Staff
Agency Director | Charlie Clark | director@dfi.wa.gov 360-902-8707 |
Confidential Secretary | Susan Putzier | confsec@dfi.wa.gov 360-902-8764 |
Policy and Legislation | Drew Bouton | 360-902-0515 |
Director of Legal and Regulatory Affairs | Joseph Vincent | 360-902-0516 |
Director of Communications | Lyn Peters | CommunicationDir@dfi.wa.gov 360-902-8731 |
Regulatory Projects Coordinator, Public Records | Isaac Williamson | DFIPublicRecords@dfi.wa.gov 360-902-8755 |
Director of Banks | Roberta Hollinshead | banks@dfi.wa.gov 360-902-8704 |
Acting Director of Consumer Services | Rick St. Onge | CSDirector@dfi.wa.gov 360-902-8793 |
Director of Credit Unions | Amy Hunter | DCUDirector@dfi.wa.gov 360-902-8778 |
Securities Administrator | Bill Beatty | SecuritiesAdministrator@dfi.wa.gov 360-902-8824 |
Director of Administration | Levi Clemmens | 360-902-8818 |
Division of Administration
Phone: 360-902-8702 Fax: 360-586-5068 | ||
Director of Administration | Levi Clemmens | 360-902-8818 |
Banks
Phone: 360-902-8704 Fax: 360-704-6904 Email: banks@dfi.wa.gov | ||
Director of Banks | Roberta Hollinshead | banks@dfi.wa.gov 360-902-8704 |
Communications
Phone: 360-902-8700 Fax: 360-586-5068 | ||
Director of Communications | Lyn Peters | CommunicationDir@dfi.wa.gov 360-902-8731 |
Webmaster | Jeremy Lushene | WebDesign@dfi.wa.gov 360-902-0506 |
Outreach | Katrina Roy | outreach@dfi.wa.gov 360-664-7887 |
Consumer Services
Phone: 360-902-8703 Fax: 360-664-2258 Email: CSLicensing@dfi.wa.gov Enforcement Complaints: csenforcecomplaints@dfi.wa.gov | ||
Administration | ||
Acting Director of Consumer Services | Rick St. Onge | CSDirector@dfi.wa.gov 360-902-8793 |
Chief of Regulatory Affairs | Cindy Fazio | CSRA@dfi.wa.gov 360-902-8800 |
Licensing & Administration Unit | ||
Program Manager and Licensing Chief | Deborah Taellious | CSPMLicensing@dfi.wa.gov 360-902-8703 |
Licensing Supervisors - Mortgage Broker, Consumer Loan, MLO | Maureen Camp | CSLS1@dfi.wa.gov 360-902-8703 |
Licensing Supervisors - Money Transmitters, Check Casher/Seller, Payday Lending | Charles Moore | CSLS2@dfi.wa.gov 360-902-8703 |
Licensing Unit | Licensing Unit Call Center | CSLicensing@dfi.wa.gov 360-902-8703 |
Examination and Compliance Unit | ||
Program Manager and Examination Chief | Anya Tabb | CSPMExam@dfi.wa.gov 360-902-8727 |
Financial Examiner Supervisor - Money Transmitters, Check Casher/Seller, Payday Lending | Adam Johnson | CSFES1@dfi.wa.gov 360-725-9660 |
Financial Examiner Supervisor - Mortgage Broker, Consumer Loan | Anya Tabb | CSFES2@dfi.wa.gov 360-725-7847 |
Financial Examiner Supervisor - Residential Loan Servicing, Escrow Agents | Alan Leingang | CSFES3@dfi.wa.gov 360-902-8725 |
Financial Examiners | Exam Call Center | csexamsunit@dfi.wa.gov 360-902-8703 |
Enforcement and Investigation Unit | ||
Program Manager and Enforcement Chief | Steve Sherman | CSPMEnforcement@dfi.wa.gov 360-664-7829 |
Complaints, Investigation, Enforcement | Enforcement Unit Call Center | csenforcecomplaints@dfi.wa.gov 360-902-8703 |
Financial Legal Examiner Supervisor | Robert Jones | CSFLES1@dfi.wa.gov 360-725-7841 |
Financial Legal Examiner Supervisor | Barbara Penttila | CSFLES2@dfi.wa.gov 360-902-0522 |
Credit Unions
Phone: 360-902-8701 Fax: 360-704-6901 Email: dcu@dfi.wa.gov | ||
Director of Credit Unions | Amy Hunter | DCUDirector@dfi.wa.gov 360-902-8778 |
Program Manager, Chief of Specialty Examinations and Enforcement | Doug Lacy-Roberts | PMofSpecialtyExams@dfi.wa.gov 360-902-8753 |
Program Manager, Chief of Safety & Soundness Examinations | Tammie Nuber | PMofS&S@dfi.wa.gov 360-902-8717 |
Examiner Supervisor | Vivian Carter | ExaminerSupervisorofS&S@dfi.wa.gov 360-902-8790 |
Examiner Supervisor | Myriam Powers | ExaminerSupervisorofSpecialtyExams@dfi.wa.gov 360-902-0508 |
Office Manager | Cristina Diaz | DCUOfficeManager@dfi.wa.gov 360-902-8718 |
Field Staff To contact Division of Credit Unions field examiners, call (360) 902-8701 or email dcu@dfi.wa.gov. |
Securities
Phone: 360-902-8760 Fax: 360-902-0524 Email: securities@dfi.wa.gov | ||
Securities Administrator | Bill Beatty | SecuritiesAdministrator@dfi.wa.gov 360-902-8824 |
Registration & General Counsel Unit | ||
Chief of Registration & General Counsel Program Manager | Faith Anderson | SecRegChief@dfi.wa.gov 360-725-7825 |
Coordinated Review, Opinions, Securities Registration by Qualification and Coordination, Small Business & SCOR | ||
Franchise Registrations, Franchise Exemptions, Forms, Franchise Brokers | Rhonda Mires | Franchises@dfi.wa.gov 360-902-8715 |
Investment Companies (Mutual Funds) | Keera Earskine | investmentcompanies@dfi.wa.gov 360-902-8781 |
Licensing & Examination Unit | ||
Investment Adviser Filing Information | James Barnwell | ialicensing@dfi.wa.gov 360-902-8815 |
Investment Advisers, Licensing and Examinations Supervisor | Elizabeth Smith | SecLicensingSupervisor@dfi.wa.gov 360-725-7807 |
Investment Advisers for Hedge Funds, Pooled Investment Vehicles and Private Equity Funds | Elizabeth Smith | SecExamSupervisor@dfi.wa.gov 360-902-8786 |
Securities Broker-Dealers and Representatives | Jennifer Godden | SecBroker@dfi.wa.gov 360-902-8815 |
Chief of Licensing & Examinations Program Manager | Joanne Jones | SecExamLicChief@dfi.wa.gov 360-902-8768 |
Enforcement Unit | ||
Chief of Enforcement - Program Manager | Suzanne Sarason | SecEnfChief@dfi.wa.gov 360-902-8734 |
Financial Legal Examiner Supervisor | Jack McClellan | SecEnfSup1@dfi.wa.gov 360-902-8732 |
Financial Legal Examiner Supervisor | Brian Guerard | SecEnfSup2@dfi.wa.gov 360-902-8782 |
Enforcement Complaints, Public Disclosure and Information Requests | Johanna Chaney | SecEnfAdmin@dfi.wa.gov 360-902-8716 |