Main Agency Numbers
Phone: 360-902-8700
Toll-Free: 1-877-RING DFI (746-4334)
TDD: 360-664-8126
Hours: 8 am - 5 pm PST (Monday-Friday)
Staff Listed by Division
- Executive Staff
- Division of Administration
- Division of Banks
- Communications
- Division of Consumer Services
- Division of Credit Unions
- Division of Securities
Executive Staff
| Director | Gloria Papiez | director@dfi.wa.gov 360-902-8707 |
| Confidential Secretary | Susan Putzier | confsec@dfi.wa.gov 360-902-8764 |
| Policy and Legislation | Drew Bouton | 360-902-0515 |
| Director of Legal and Regulatory Affairs | Joseph Vincent | 360-902-0516 |
| Director of Communications | Lyn Peters | CommunicationDir@dfi.wa.gov 360-902-8731 |
| Regulatory Projects Coordinator, Public Records | Isaac Williamson | DFIPublicRecords@dfi.wa.gov 360-902 -8755 |
| Director of Banks | Roberta Hollinshead | banks@dfi.wa.gov 360-902-8704 |
| Director of Consumer Services | Charles Clark | CSDirector@dfi.wa.gov 360-902-0511 |
| Director of Credit Unions | Amy Hunter | DCUDirector@dfi.wa.gov 360-902-8778 |
| Securities Administrator | Bill Beatty | SecuritiesAdministrator@dfi.wa.gov 360-902-8824 |
| Director of Adminsitration | Levi Clemmens | 360-902-8818 |
Division of Administration
| Phone: 360-902-8702 Fax: 360-586-5068 | ||
| Director | Levi Clemmens | 360-902-8818 |
Banks
| Phone: 360-902-8704 Fax: 360-704-6904 Email: banks@dfi.wa.gov | ||
| Director of Banks | Roberta Hollinshead | banks@dfi.wa.gov 360-902-8704 |
Communications
| Phone: 360-902-8700 Fax: 360-586-5068 | ||
| Director of Communications | Lyn Peters | CommunicationDir@dfi.wa.gov 360-902-8731 |
| Webmaster | Jeremy Lushene | WebDesign@dfi.wa.gov 360-902-0506 |
| Outreach | Katrina Roy | outreach@dfi.wa.gov 360-664-7887 |
Consumer Services
| Phone: 360-902-8703 Fax: 360-664-2258 Email: CSLicensing@dfi.wa.gov Enforcement Complaints: csenforcecomplaints@dfi.wa.gov | ||
| Administration | ||
| Director of Consumer Services | Charles Clark | CSDirector@dfi.wa.gov 360-902-0511 |
| Chief of Regulatory Affairs | Cindy Fazio | CSRA@dfi.wa.gov 360-902-8800 |
| Licensing & Administration Unit | ||
| Program Manager and Licensing Chief | Deborah Taellious | CSPMLicensing@dfi.wa.gov 360-902-8703 |
| Licensing Supervisors - Mortgage Broker, Consumer Loan, MLO | Maureen Camp | CSLS1@dfi.wa.gov 360-902-8703 |
| Licensing Supervisors - Money Transmitters, Check Casher/Seller, Payday Lending | Charles Moore | CSLS2@dfi.wa.gov 360-902-8703 |
| Licensing Unit | Licensing Unit Call Center | CSLicensing@dfi.wa.gov 360-902-8703 |
| Examination and Compliance Unit | ||
| Program Manager and Examination Chief | Rick St. Onge | CSPMExam@dfi.wa.gov 360-902-8727 |
| Financial Examiner Supervisor - Money Transmitters, Check Casher/Seller, Payday Lending | Adam Johnson | CSFES1@dfi.wa.gov 360-725-9660 |
| Financial Examiner Supervisor - Mortgage Broker, Consumer Loan | Anya Tabb | CSFES2@dfi.wa.gov 360-725-7847 |
| Financial Examiner Supervisor - Residential Loan Servicing, Escrow Agents | Alan Leingang | CSFES3@dfi.wa.gov 360-902-8725 |
| Financial Examiners | Exam Call Center | csexamsunit@dfi.wa.gov 360-902-8703 |
| Enforcement and Investigation Unit | ||
| Program Manager and Enforcement Chief | Steve Sherman | CSPMEnforcement@dfi.wa.gov 360-664-7829 |
| Complaints, Investigation, Enforcement | Enforcement Unit Call Center | csenforcecomplaints@dfi.wa.gov 360-902-8703 |
| Financial Legal Examiner Supervisor | Robert Jones | CSFLES1@dfi.wa.gov 360-725-7841 |
| Financial Legal Examiner Supervisor | Barbara Penttila | CSFLES2@dfi.wa.gov 360-902-0522 |
Credit Unions
| Phone: 360-902-8701 Fax: 360-704-6901 Email: dcu@dfi.wa.gov | ||
| Director of Credit Unions | Amy Hunter | DCUDirector@dfi.wa.gov 360-902-8778 |
| Program Manager, Chief of Specialty Examinations and Enforcement | Doug Lacy-Roberts | PMofSpecialtyExams@dfi.wa.gov 360-902-8753 |
| Program Manager, Chief of Safety & Soundness Examinations | Tammie Nuber | PMofS&S@dfi.wa.gov 360-902-8717 |
| Examiner Supervisor | Vivian Carter | ExaminerSupervisorofS&S@dfi.wa.gov 360-902-8790 |
| Examiner Supervisor | Myriam Powers | ExaminerSupervisorofSpecialtyExams@dfi.wa.gov 360-902-0508 |
| Office Manager | Cristina Diaz | DCUOfficeManager@dfi.wa.gov 360-902-8718 |
| Field Staff To contact Division of Credit Unions field examiners, call (360) 902-8701 or email dcu@dfi.wa.gov. | ||
Securities
| Phone: 360-902-8760 Fax: 360-902-0524 Email: securities@dfi.wa.gov | ||
| Securities Administrator | Bill Beatty | SecuritiesAdministrator@dfi.wa.gov 360-902-8824 |
| Registration & General Counsel Unit | ||
| Chief of Registration & General Counsel Program Manager | Faith Anderson | SecRegChief@dfi.wa.gov 360-725-7825 |
| Coordinated Review, Opinions, Securities Registration by Qualification and Coordination, Small Business & SCOR | ||
| Franchise Registrations, Franchise Exemptions, Forms, Franchise Brokers | Rhonda Mires | Franchises@dfi.wa.gov 360-902-8715 |
| Investment Companies (Mutual Funds) | Keera Earskine | investmentcompanies@dfi.wa.gov 360-902-8781 |
| Licensing & Examination Unit | ||
| Investment Adviser Filing Information | Jennifer Godden | ialicensing@dfi.wa.gov 360-902-8815 |
| Investment Advisers, Licensing and Examinations Supervisor | Lyna Vo | SecLicensingSupervisor@dfi.wa.gov 360-725-7807 |
| Investment Advisers for Hedge Funds, Pooled Investment Vehicles and Private Equity Funds | Elizabeth Smith | SecExamSupervisor@dfi.wa.gov 360-902-8786 |
| Securities Broker-Dealers and Representatives | Jennifer Godden | SecBroker@dfi.wa.gov 360-902-8815 |
| Chief of Licensing & Examinations Program Manager | Joanne Jones | SecExamLicChief@dfi.wa.gov 360-902-8768 |
| Enforcement Unit | ||
| Chief of Enforcement - Program Manager | Suzanne Sarason | SecEnfChief@dfi.wa.gov 360-902-8734 |
| Chief of Criminal Unit | Robert Kondrat | SecCrimChief@dfi.wa.gov 360-902-0503 |
| Chief of Administrative and Civil Unit | Jack McClellan | SecEnfAdminUnitSupervisor@dfi.wa.gov 360-902-8732 |
| Enforcement Complaints, Public Disclosure and Information Requests | Johanna Chaney | SecEnfAdmin@dfi.wa.gov 360-902-8716 |