Investment Adviser Selected Statutory Provisions
| RCW 21.20.005(6) | Definition of Investment Adviser |
| RCW 21.20.005(14) | Definition of Investment Adviser Representative |
| RCW 21.20.020 | Unlawful Acts of Person Advising Another |
| RCW 21.20.030 | Unlawful Acts of Investment Adviser |
| RCW 21.20.035 | Unlawful Purchases or Sales for a Customer's Account |
| RCW 21.20.040 | Registration and Notice Filings Required - Exemptions |
| RCW 21.20.100 | Accounts and records - Dissemination of Information - Examination |
Interpretive and Policy Statements of Particular Interest to Investment Advisers
| IS-10 | IRA's and KEOGHS as "Pension Trusts" | |
| IS-17 | Scope of Broker-Dealer Exclusion from Definition of Investment Adviser | |
| IS-21 | Performance Standards in Advertisements | |
| PS-20 | Internet Advertising by Broker-Dealers, Investment Advisers, and their Representatives | |
| IS-22 |
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