Name Change from NASD to FINRA Rulemaking

Industry: 
Securities
Rulemaking Status: 
Adopted

The Securities Division updated Title 460 WAC to reflect the name change from “National Association of Securities Dealers” and “NASD” to “Financial Industry Regulatory" and "FINRA." The update will prevent confusion by eliminating outdated references to NASD and National Association of Securities Dealers. This rulemaking will only update the above changes of name, and will have no substantive effect on the administration of the rules.

Rulemaking Documents

Questions

Questions concerning this rulemaking may be directed to Jordan Rood at Jordan.Rood@dfi.wa.gov or (360) 902-8797.