Securities Fraud Alerts

The following is a list of companies that have come to the Securities Division’s attention as companies that claim to be located in Washington State, or associated with a company that claims to be located in Washington State, some of whom are reportedly offering securities products or related services.

These companies may be involved in various securities-related frauds. None of the entities are licensed by the Securities Division as broker-dealers or investment advisors and there is no indication that they are authorized to do business in this state.

Please note that these companies have names that are similar and sometimes identical to those of reputable companies that are licensed to conduct securities activities in Washington State. Some of the entities’ names imply that they are government agencies. None of these entities are federal or state government agencies, nor are they regulators of the securities markets.

For a list of organizations soliciting investments fraudulently using Government organization endorsements, visit the SEC's unregistered soliciting entities list.

This list is not intended to be all-inclusive and should not be an indicator that you are dealing with a reputable company if the name of the company is not on the list.

AJ Wyman & Associates

1511 3rd Avenue


Seattle, WA 98101


www.ajwyman.com


206-452-3469

Allied Asset Management Inc.

2033 6th Avenue


Seattle, WA 98121


Phone: 1-206-299-3560


Fax: 1-206-299-3487


www.allassmanagement.com




Note: The entity named above should not be confused with Allied Asset Management, Inc, a Washington State based securities broker-dealer, established in 1985, which is a FINRA member firm (CRD # 16403). The true Allied Asset Management, Inc. was a victim of corporate identity theft in the fall of 2007. Identity thieves, in their communications with potential scam victims, used the address (as listed above) of true Allied Asset Management Inc. but used phone and fax numbers (also as listed above) not affiliated with the true Allied Asset Management, Inc. The identity thieves set up a fraudulent web-site, at the web-address shown above, which was later shut down by authorities.

Alpha Management

13 Camile Richardson Street


Philipsburg, St. Maarten, Netherlands


Antilles


599-543-1086


599-543-1097 (fax)

AMK Trust Ltd.

1001 4th Avenue Plaza


Seattle, WA 98154


206-445-0952

Anderson Tate

4107 Emerald Street


Boise, Idaho 83706


208-575-2890


208-575-2777

Atlantis Holdings Ltd.

Redmond, Washington 98052


206-965-9914

Balays Forex Investment

520 NE Northgate


Seattle, WA 98125


206-925-3723


balaysforexinvestment.com

Becker, Finch & Waldman

531 Western Avenue


Seattle, WA 98101


206-781-4497

Becker, Jackson & Reed, BJ&R Finance Corporation, BJ&R Investment Corporation
701 5th Avenue, Suite 4200
Seattle, WA 98104
Blue Ridge Financial Group

5623 34th Avenue NE


Seattle, WA 98201


206-438-9677


Fax: 206-691-8383


blueridgefinancialgroup.com

Bureau of Financial Trading

1775 K Street NW


Washington, DC 20036


http://gov.boft.us or http://boft.us

Burnell Larkins, LLC.

100 Yesler Way


Seattle, WA 98104


206-452-3558


Fax: 206-201-7209


www.burnellarkins.com

Central Registration Department

14720 56th Avenue South, Suite 23


Seattle, Washington 98168


206-903-1399


206-903-1458 (fax)


And


Denver, Colorado


720-932-9420

Chartwell Asset Management

18 Camile Richardson Street


St. Maarten, Netherlands


Antilles


599-542-1435


599-542-1417 (fax)


And


#2120 S. 72ndStreet


Omaha, Nebraska 68124


402-571-3034


402-571-3063 (fax)

Chicago Board of Acquisitions Inc.

5801 South Ellis Avenue


Chicago, IL 60637


312-616-9999


312-616-3575 (fax)

Cover Capital Partners

1722 John F. Kennedy Blvd


Philadelphia, PA 19103


Phone: (215) 458-1025


Fax: (215) 458-1025 or (215) 475-3999


www.covercp.com

Crest International Investment, Inc.

First West Building


200 First Avenue West, Suite 400


Seattle, Washington 98119


206-802-1023

Crest Trust Management LLC

721 2nd Avenue


Seattle, WA 98104


Phone: 206-237-0051


Fax: 206-299-9749


www.cresttm.com

CV Global Corp, LLC

140 4th Ave N


Seattle, WA 98109


206-452-3630


206-316-2259 (fax)


admin@cvglobalcorp.com

Endeavour Mergers & Acquisitions

721 2nd Avenue


Seattle, WA 98104


206-299-9307

Federal Regulatory & Compliance Department

900 Fourth Avenue, #2888


Seattle, Washington 98164

Federal Securities Registry

Seattle, Washington


206-624-8899


206-621-8876

Federal Securities Regulatory Agency

Henry M. Jackson Federal Building, 27th Floor


915 2nd Avenue


Seattle, WA 98104


(206) 428-3961


fsra-protect.org

Foile, Sutton & Greene

P.O. Box 84646


Seattle, WA 98381


206-202-2635


206-309-0281 (fax)


foilesuttongreene.com

Forensic Accounting and Fraud Examiner

1700 7th Avenue


Seattle, WA 98122


http://fafex.org


info@fafex.org


360-205-3008


360-233-0504 (fax)

Garrett Hopkins Associated

P.O. Box 42861


Seattle, WA 98381


206-350-2845


206-337-7570 (fax)


garretthopkins.com

Gaylord & Finch

21200 Broadway East


Seattle, Washington 98122


And


400 Broadway


Seattle, Washington 98122


206-888-0329


206-339-2813 (fax)

Genuine Online Bank, Inc.

160 Shaw Rd


Long Beach, WA 98631


360-244-4331


360-244-8080 (fax)


genuineonlinebank.com

Goldberg Heche Associates

PO Box 31945


Seattle, Washington 97226-1618


(206) 984-4187


(206) 350-8992 (fax)


www.goldbergheche.com

Gordon, Tait & Co. LLC

818 Stewart Street


Seattle, WA 98101


Phone: (206) 395-3058


Fax: (206) 201-7209


www.gordontait.com


E-mail: info@gordontait.com; admin@gordontait.com

Halyard Securities, LLC

1325 Avenue of the Americas, Suite 2800 New York, NY 10019


Phone: 866-220-8961


Fax: 914-462-3529


www.halyardsecuritiesllc.com




Note: The entity named above should not be confused with Halyard Securities, LLC of the same New York, NY address (but different telephone and fax numbers). Halyard Securities, LLC is the apparent victim of identity theft.

Hammond Global Solutions LLC

1700 Seventh Avenue


Seattle, WA 98101


Phone (206) 452-3469


www.hammondglobal.com

Heckart Associates, LLC

1700 Seventh Avenue


Seattle, Washington 98101


718-577-2816


http://heckartassociates.net


trading@heckartassociates.net

Hobart & Roth, LLC

1420 Fifth Avenue


Seattle, WA 98101


Phone: (206) 452-3327


Fax: (206) 201-7209


www.hobartroth.com

HR Investment Group

407 2nd Ave. West


Seattle, WA 98119


201-221-9495

Innovative Consulting Inc.

13140 Coit Road, #219


Dallas, Texas 75240


888-237-4762


888-830-8004

InterGlobal Registry and Acquisitions

55 Park Plaza Drive - Daly City


San Francisco, CA 94015


650-491-8756, 800-571-4453


650-491-8701(fax)

International Asset Registry

1122 3rd Avenue, Room 318


Seattle, WA 98101


206-624-8899


206-621-8876 (fax)

International Association for Investor Protection

Stewart Street #400


Seattle, WA 98101


www.iaiporganization.org


info@iaiporganization.org


206-209-2446

International Exchange Regulatory Commission

2690 Fairlawn Drive


Winston-Salem, North Carolina 27106


336-499-6186


336-499-6187 (fax)

International Fraud Assessment Agency

1001 Fourth Avenue


Seattle, WA 98154


206-274-0077

International Shareholder Protection Department

602 Washington Street


Iowa City, Iowa 52240


319-341-9400


319-341-9401 (fax)

International Stock Commission

Seattle, Washington 98164

Intertrade Compliance Board

821 2nd Avenue, Suite 1200
Seattle, WA 98104
www.intertradecb.com
Phone: 206-900-8776
Fax: 206-299-4076

Isaac Paige Associates

P.O. Box 65345


Seattle, WA 98131


206-337-9960


206-426-0954 (fax)


isaacpaige.com

Jackson Bernstein Associates

PO Box 39762


Seattle WA 97126-1428

Maddisson Jardine Associates

P.O. Box 41953


Seattle, WA 98381


Phone: 206-337-1585


Fax: 206-337-5388


www.maddissonjardinegroup.com




(A former website used, www.maddissonjardine.com, is no longer accessible.)

Marlborough Acquisitions Inc.

4600 South Ulster Street


Denver, Colorado 80237


303-370-9056


303-370 9056 (fax)

Miller Winston

PO Box 8319


Seattle, WA 98381


206-984-4265

MKR Global Services, LLC

140 4th Avenue North


Seattle, WA 98109


(206) 445-0825


Website: www.mkrglobal.com


E-mail: info@mkrglobal.com

Money Analysis, Inc.

160 Shaw Rd


Long Beach, WA 98631 360-244-4331


360-244-8080 (fax)


money-analysis.com

Noah Capital
4400 Columbia Center
701 Fifth Avenue
Seattle, WA
www.noahpro.org and www.noahcapital.com

Note: Appears to be using Seattle law firm Ashbaugh Beal address
Oakmont Financial Mergers

130 Bellevue Avenue


Newport, Rhode Island 02840


401-608-2008


401-608-2009 (fax)

Otis KPO, LLC

1100 Olive Way


Seattle, WA 98101


www.otiskpo.com

Palmer Corporate Solutions, LLC

1420 Fifth Avenue


Seattle, WA 98101


(206) 445-0681


(206) 201-7209 (fax)


www.palmersolve.com


E-mail: admin@palmersolve.com

Pan Euro Financial SA

10, Cours de Rive


CP 3237 – CH 1211


Geneva, Switzerland


41 22 747-7920


41 22 747-7923 (fax)

Paradigm Associates

601 Union Street


Seattle, WA 98101


206-309-9033 (fax)

Parker & Cramer Asset Management, Inc.

First West Building


200 First Avenue West, Suite 400


Seattle, Washington 98119


206-802-1024 (fax)

Pederson Brown Associates

P.O. Box 52918


Seattle, WA 98381


206-339-8591


206-337-4740 (fax)


pedersonbrown.com

Pitney Morrison

P.O. Box 41804


Seattle, WA 98131


206-337-8466


206-337-4855 (fax)


pitneymorrison.com

Portfolio Investment Co. Ltd.

800 5th Avenue, Suite 4100


Seattle, WA 98104


206-447-1452

Pratt International KPO LLC

500 Union Street


Seattle, WA 98101


(206) 462-5130


Website: www.prattintl.com


E-mail: admin@prattintl.com

Reed Mcpherson Associates

P.O. Box 29316


Seattle, WA 98131


206-337-9960


206-426-0954 (fax)


reedmcpherson.com

Robertson Ellis

PO Box 44011


Seattle, WA 98381


206-202-0698


(206) 202-1426


Email: info@robertsonellis.com


Website: www.robertsonellis.com

Rutherford Acquisitions

7400 Metro Boulevard


Minneapolis, Minnesota 55439

Ryan & Mahar, LLC

Columbia Center


701 Fifth Avenue


Seattle, WA 98104


Phone: (206) 453-0034


www.ryanmaharllc.com

Securities Administration

605 University Street


Seattle, WA 98101-4112


(206) 395-2023


(206) 299-9916 (fax)


www.stocktransfers.us

Securities and Financial Commission

735 3rd Avenue


Seattle, WA 98104


Phone: 206-801-3381


www.secfc.com

Smith Fairchild

1050 Connecticut Avenue NW, 10thFloor


Washington DC 20036


And


Zurich World Trade Centre


Leutschenbachstrasse 95


Zurich, Switzerland 8050


41 1 308 3910


41 1 308 3500

Smith Klein Venture S.A.

Redmond, Washington 98052


206-802-1022

Southwest Private Equity

3401 East McDowell Road, Suite B


Phoenix, Arizona 85008


602-220-1338


623-321-1593 (fax)

Stansell Corporate Services, LLC.

1617 Boylston Ave


Seattle, WA 98101


Phone: 206-452-3237


www.stansellcs.com

Stillman Roth

1711 Broadway


Seattle, Washington 98122


800-863-8908


206-984-1784


206-984-1785 (fax)


And


735 Pike Street, 11-13


Seattle, Washington 98101

Stuartt Reed Kammer

175 N Harbor #2212


Chicago, Illinois 60601


Phone: 312-896-5633


Fax: 312-896-5633


www.stuarttreedkammer.com


www.srkinternational.com




NOTE: The entity named above should not be confused with Stuartt Kammer of the same Chicago, Illinois address (but different telephone number). Mr. Kammer is the apparent victim of identity theft.

Sun Biometrics

601 Union Street, 42nd Floor


Seattle, Washington 98101


206-652-3303

The Elliot Private Equity

Seattle World Trade Center
2211 Elliott Ave, Suite 200
Seattle, WA 98121
www.elliotpe.com
206-397-8817

ThompsonADV

Redmond, Washington 98052


425-882-7555


Note: The entity named above should not be confused with Thompson Advisors of Southfield, Michigan.

Universal Mergers and Acquisitions

1501 Fourth Avenue


2600 Century Square


Seattle, Washington 98101


206-332-0550


206-332-0660 (fax)

Your Bank Co.

2937 E. Roseville Parkway, Suite 294


Selah, WA 98945


559-529-5400


yourbank.biz