Securities Main Office
(360) 902-8760
securities@dfi.wa.gov
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Coordinated Review, Registration by Qualification, Small Business, SCOR
(360) 725-7825
SecRegChief@dfi.wa.gov
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Franchises and Franchise Brokers
(360) 902-8715
franchises@dfi.wa.gov
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Investment Companies (Mutual Funds)
(360) 902-8781
investmentcompanies@dfi.wa.gov
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Investment Adviser Filing Information
(360) 902-8815
ialicensing@dfi.wa.gov
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Securities Broker-Dealers and Representatives
(360) 902-8815
SecBroker@dfi.wa.gov
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Enforcement Complaints, Public Disclosure and Information Requests
(360) 902-8716
secenfadmin@dfi.wa.gov
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